0001209191-19-051149.txt : 20190930
0001209191-19-051149.hdr.sgml : 20190930
20190930182317
ACCESSION NUMBER: 0001209191-19-051149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190926
FILED AS OF DATE: 20190930
DATE AS OF CHANGE: 20190930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draft Howard C.
CENTRAL INDEX KEY: 0001401466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39058
FILM NUMBER: 191127146
MAIL ADDRESS:
STREET 1: C/O OPTIONSXPRESS HOLDINGS, INC.
STREET 2: 39 S. LASALLE STREET, SUITE 220
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PELOTON INTERACTIVE, INC.
CENTRAL INDEX KEY: 0001639825
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PELOTON INTERACTIVE, INC.
STREET 2: 125 W. 25TH ST., 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 866-679-9129
MAIL ADDRESS:
STREET 1: C/O PELOTON INTERACTIVE, INC.
STREET 2: 125 W. 25TH ST., 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Peloton Interactive, Inc.
DATE OF NAME CHANGE: 20150416
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-26
0
0001639825
PELOTON INTERACTIVE, INC.
PTON
0001401466
Draft Howard C.
C/O PELOTON INTERACTIVE, INC.
125 WEST 25TH STREET, 11TH FLOOR
NEW YORK
NY
10001
1
0
0
0
Class A Common Stock
2019-09-26
4
P
0
34483
29.00
A
34483
I
By Howard Craig Draft Living Trust
Class A Common Stock
2019-09-26
4
P
0
17241
29.00
A
17241
I
By IRA
Class A Common Stock
2019-09-26
4
P
0
17241
29.00
A
17241
I
By spouse
Series B Preferred Stock
2019-09-30
4
C
0
140736
0.00
D
Class B Common Stock
140736
0
D
Class B Common Stock
2019-09-30
4
C
0
140736
0.00
A
Class A Common Stock
140736
370318
D
Series F Preferred Stock
2019-09-30
4
C
0
58864
0.00
D
Class B Common Stock
58864
0
D
Class B Common Stock
2019-09-30
4
C
0
58864
0.00
A
Class A Common Stock
58864
429182
D
Series B Preferred Stock
2019-09-30
4
C
0
140736
0.00
D
Class B Common Stock
140736
0
I
By spouse
Class B Common Stock
2019-09-30
4
C
0
140736
0.00
A
Class A Common Stock
140736
140736
I
By spouse
Series F Preferred Stock
2019-09-30
4
C
0
6925
0.00
D
Class B Common Stock
6925
0
I
By spouse
Class B Common Stock
2019-09-30
4
C
0
6925
0.00
A
Class A Common Stock
6925
147661
I
By spouse
These securities are held of record by Howard Draft and Louis R Malikow, Trustees of the Howard Craig Draft Living Trust u/a/d 2/22/1991.
These shares are held of record by Goldman Sachs, Custodian of the reporting person's IRA.
Each share of the issuer's Series B Preferred Stock automatically converted into one (1) share of the issuer's Class B Common Stock on September 30, 2019 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-233482) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
Each share of the issuer's Class B Common Stock will automatically be converted into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's IPO, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.
Each share of the issuer's Series F Preferred Stock automatically converted into one (1) share of the issuer's Class B Common Stock on September 30, 2019 in connection with the closing of the issuer's sale of its Class A Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
/s/ Hisao Kushi as attorney-in-fact for Howard Draft
2019-09-30