0001209191-19-051149.txt : 20190930 0001209191-19-051149.hdr.sgml : 20190930 20190930182317 ACCESSION NUMBER: 0001209191-19-051149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190926 FILED AS OF DATE: 20190930 DATE AS OF CHANGE: 20190930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draft Howard C. CENTRAL INDEX KEY: 0001401466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39058 FILM NUMBER: 191127146 MAIL ADDRESS: STREET 1: C/O OPTIONSXPRESS HOLDINGS, INC. STREET 2: 39 S. LASALLE STREET, SUITE 220 CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PELOTON INTERACTIVE, INC. CENTRAL INDEX KEY: 0001639825 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PELOTON INTERACTIVE, INC. STREET 2: 125 W. 25TH ST., 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 866-679-9129 MAIL ADDRESS: STREET 1: C/O PELOTON INTERACTIVE, INC. STREET 2: 125 W. 25TH ST., 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Peloton Interactive, Inc. DATE OF NAME CHANGE: 20150416 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-26 0 0001639825 PELOTON INTERACTIVE, INC. PTON 0001401466 Draft Howard C. C/O PELOTON INTERACTIVE, INC. 125 WEST 25TH STREET, 11TH FLOOR NEW YORK NY 10001 1 0 0 0 Class A Common Stock 2019-09-26 4 P 0 34483 29.00 A 34483 I By Howard Craig Draft Living Trust Class A Common Stock 2019-09-26 4 P 0 17241 29.00 A 17241 I By IRA Class A Common Stock 2019-09-26 4 P 0 17241 29.00 A 17241 I By spouse Series B Preferred Stock 2019-09-30 4 C 0 140736 0.00 D Class B Common Stock 140736 0 D Class B Common Stock 2019-09-30 4 C 0 140736 0.00 A Class A Common Stock 140736 370318 D Series F Preferred Stock 2019-09-30 4 C 0 58864 0.00 D Class B Common Stock 58864 0 D Class B Common Stock 2019-09-30 4 C 0 58864 0.00 A Class A Common Stock 58864 429182 D Series B Preferred Stock 2019-09-30 4 C 0 140736 0.00 D Class B Common Stock 140736 0 I By spouse Class B Common Stock 2019-09-30 4 C 0 140736 0.00 A Class A Common Stock 140736 140736 I By spouse Series F Preferred Stock 2019-09-30 4 C 0 6925 0.00 D Class B Common Stock 6925 0 I By spouse Class B Common Stock 2019-09-30 4 C 0 6925 0.00 A Class A Common Stock 6925 147661 I By spouse These securities are held of record by Howard Draft and Louis R Malikow, Trustees of the Howard Craig Draft Living Trust u/a/d 2/22/1991. These shares are held of record by Goldman Sachs, Custodian of the reporting person's IRA. Each share of the issuer's Series B Preferred Stock automatically converted into one (1) share of the issuer's Class B Common Stock on September 30, 2019 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-233482) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. Each share of the issuer's Class B Common Stock will automatically be converted into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's IPO, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date. Each share of the issuer's Series F Preferred Stock automatically converted into one (1) share of the issuer's Class B Common Stock on September 30, 2019 in connection with the closing of the issuer's sale of its Class A Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date. /s/ Hisao Kushi as attorney-in-fact for Howard Draft 2019-09-30