0001997608-24-000001.txt : 20240306 0001997608-24-000001.hdr.sgml : 20240306 20240306110407 ACCESSION NUMBER: 0001997608-24-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neptune Securities Settlement Fund CENTRAL INDEX KEY: 0001997608 ORGANIZATION NAME: STATE OF INCORPORATION: X1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33526 FILM NUMBER: 24724749 BUSINESS ADDRESS: STREET 1: C/O POMERANTZ LLP STREET 2: 10 S. LASALLE ST., SUITE 3505 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-377-1181 MAIL ADDRESS: STREET 1: C/O POMERANTZ LLP STREET 2: 10 S. LASALLE ST., SUITE 3505 CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neptune Wellness Solutions Inc. CENTRAL INDEX KEY: 0001401395 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: A8 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 545 PROMENADE DU CENTROPOLIS STREET 2: SUITE 100 CITY: LAVAL STATE: A8 ZIP: H7T 0A3 BUSINESS PHONE: (450) 687-2262 MAIL ADDRESS: STREET 1: 545 PROMENADE DU CENTROPOLIS STREET 2: SUITE 100 CITY: LAVAL STATE: A8 ZIP: H7T 0A3 FORMER COMPANY: FORMER CONFORMED NAME: Neptune Technologies & Bioressources Inc. DATE OF NAME CHANGE: 20070530 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-03-01 0 0001401395 Neptune Wellness Solutions Inc. NEPT 0001997608 Neptune Securities Settlement Fund C/O POMERANTZ LLP 10 S. LASALLE ST., SUITE 3505 CHICAGO IL 60603 0 0 1 0 0 common stock 2024-03-01 4 S 0 64819 0.4377 D 1738116 D common stock 2024-03-04 4 S 0 15000 0.4023 D 1673297 D common stock 2024-03-05 4 S 0 1995 0.41 D 1671302 D Joshua B Silverman 2024-03-06