0001997608-23-000008.txt : 20231130 0001997608-23-000008.hdr.sgml : 20231130 20231130172653 ACCESSION NUMBER: 0001997608-23-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231128 FILED AS OF DATE: 20231130 DATE AS OF CHANGE: 20231130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neptune Securities Settlement Fund CENTRAL INDEX KEY: 0001997608 STATE OF INCORPORATION: X1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33526 FILM NUMBER: 231456701 BUSINESS ADDRESS: STREET 1: C/O POMERANTZ LLP STREET 2: 10 S. LASALLE ST., SUITE 3505 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-377-1181 MAIL ADDRESS: STREET 1: C/O POMERANTZ LLP STREET 2: 10 S. LASALLE ST., SUITE 3505 CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neptune Wellness Solutions Inc. CENTRAL INDEX KEY: 0001401395 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A8 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 545 PROMENADE DU CENTROPOLIS STREET 2: SUITE 100 CITY: LAVAL STATE: A8 ZIP: H7T 0A3 BUSINESS PHONE: (450) 687-2262 MAIL ADDRESS: STREET 1: 545 PROMENADE DU CENTROPOLIS STREET 2: SUITE 100 CITY: LAVAL STATE: A8 ZIP: H7T 0A3 FORMER COMPANY: FORMER CONFORMED NAME: Neptune Technologies & Bioressources Inc. DATE OF NAME CHANGE: 20070530 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-11-28 0 0001401395 Neptune Wellness Solutions Inc. NEPT 0001997608 Neptune Securities Settlement Fund C/O POMERANTZ LLP 10 S. LASALLE ST., SUITE 3505 CHICAGO IL 60603 0 0 1 0 0 common stock 2023-11-28 4 S 0 29129 0.7007 D 1996855 D common stock 2023-11-29 4 S 0 16602 0.7055 D 1980253 D common stock 2023-11-30 4 S 0 201873 0.7719 D 1778380 D Joshua B Silverman 2023-11-30