0000899243-22-039516.txt : 20221229
0000899243-22-039516.hdr.sgml : 20221229
20221229160518
ACCESSION NUMBER: 0000899243-22-039516
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221227
FILED AS OF DATE: 20221229
DATE AS OF CHANGE: 20221229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cammarata Michael
CENTRAL INDEX KEY: 0001918825
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33526
FILM NUMBER: 221498884
MAIL ADDRESS:
STREET 1: 100-545 PROMENADE DU CENTROPOLIS
CITY: LAVAL
STATE: A8
ZIP: H7T0A3
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neptune Wellness Solutions Inc.
CENTRAL INDEX KEY: 0001401395
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A8
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 545 PROMENADE DU CENTROPOLIS
STREET 2: SUITE 100
CITY: LAVAL
STATE: A8
ZIP: H7T 0A3
BUSINESS PHONE: (450) 687-2262
MAIL ADDRESS:
STREET 1: 545 PROMENADE DU CENTROPOLIS
STREET 2: SUITE 100
CITY: LAVAL
STATE: A8
ZIP: H7T 0A3
FORMER COMPANY:
FORMER CONFORMED NAME: Neptune Technologies & Bioressources Inc.
DATE OF NAME CHANGE: 20070530
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-27
0
0001401395
Neptune Wellness Solutions Inc.
NEPT
0001918825
Cammarata Michael
C/O NEPTUNE WELLNESS SOLUTIONS INC. 100-
545 PROMENADE DU CENTROPOLIS
LAVAL
A8
H7T 0A3
QUEBEC, CANADA
1
1
0
0
President and CEO
Common Shares
2022-12-27
4
M
0
87289
A
496858
D
Common Shares
2022-12-27
4
F
0
34348
0.25
D
462510
D
Restricted Share Units
2022-12-27
4
A
0
87289
0.00
A
Common Shares
87289
87289
D
Restricted Share Units
2022-12-27
4
M
0
87289
0.00
D
Common Shares
87289
0
D
Each RSU represents the contingent right to receive one common share upon vesting of the unit.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
/s/ Christopher Piazza for Michael Cammarata as Attorney-in-Fact
2022-12-29