0000899243-22-039516.txt : 20221229 0000899243-22-039516.hdr.sgml : 20221229 20221229160518 ACCESSION NUMBER: 0000899243-22-039516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221227 FILED AS OF DATE: 20221229 DATE AS OF CHANGE: 20221229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cammarata Michael CENTRAL INDEX KEY: 0001918825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33526 FILM NUMBER: 221498884 MAIL ADDRESS: STREET 1: 100-545 PROMENADE DU CENTROPOLIS CITY: LAVAL STATE: A8 ZIP: H7T0A3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neptune Wellness Solutions Inc. CENTRAL INDEX KEY: 0001401395 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A8 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 545 PROMENADE DU CENTROPOLIS STREET 2: SUITE 100 CITY: LAVAL STATE: A8 ZIP: H7T 0A3 BUSINESS PHONE: (450) 687-2262 MAIL ADDRESS: STREET 1: 545 PROMENADE DU CENTROPOLIS STREET 2: SUITE 100 CITY: LAVAL STATE: A8 ZIP: H7T 0A3 FORMER COMPANY: FORMER CONFORMED NAME: Neptune Technologies & Bioressources Inc. DATE OF NAME CHANGE: 20070530 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-27 0 0001401395 Neptune Wellness Solutions Inc. NEPT 0001918825 Cammarata Michael C/O NEPTUNE WELLNESS SOLUTIONS INC. 100- 545 PROMENADE DU CENTROPOLIS LAVAL A8 H7T 0A3 QUEBEC, CANADA 1 1 0 0 President and CEO Common Shares 2022-12-27 4 M 0 87289 A 496858 D Common Shares 2022-12-27 4 F 0 34348 0.25 D 462510 D Restricted Share Units 2022-12-27 4 A 0 87289 0.00 A Common Shares 87289 87289 D Restricted Share Units 2022-12-27 4 M 0 87289 0.00 D Common Shares 87289 0 D Each RSU represents the contingent right to receive one common share upon vesting of the unit. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. /s/ Christopher Piazza for Michael Cammarata as Attorney-in-Fact 2022-12-29