0001225208-19-009486.txt : 20190620 0001225208-19-009486.hdr.sgml : 20190620 20190620201340 ACCESSION NUMBER: 0001225208-19-009486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190618 FILED AS OF DATE: 20190620 DATE AS OF CHANGE: 20190620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Szot Matthew K CENTRAL INDEX KEY: 0001401385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37941 FILM NUMBER: 19909673 MAIL ADDRESS: STREET 1: 802 NORTH DOUTY STREET CITY: HANFORD STATE: CA ZIP: 93230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SenesTech, Inc. CENTRAL INDEX KEY: 0001680378 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 202079805 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3140 N. CADEN COURT STREET 2: SUITE 1 CITY: FLAGSTAFF STATE: AZ ZIP: 86004 BUSINESS PHONE: (928) 779 - 4143 MAIL ADDRESS: STREET 1: 3140 N. CADEN COURT STREET 2: SUITE 1 CITY: FLAGSTAFF STATE: AZ ZIP: 86004 4 1 doc4.xml X0306 4 2019-06-18 0001680378 SenesTech, Inc. SNES 0001401385 Szot Matthew K C/O SENESTECH, INC. 3140 N. CADEN COURT, SUITE 1 FLAGSTAFF AZ 86004 1 Common Stock 2019-06-18 4 M 0 13187.0000 0.0000 A 76238.0000 I Szot Family Trust Restricted Stock Units 2019-06-18 4 M 0 13187.0000 0.0000 D Common Stock 13187.0000 0.0000 D Restricted Stock Units 2019-06-18 4 A 0 16901.0000 0.0000 A 2020-06-18 Common Stock 16901.0000 16901.0000 D Stock Option (right to buy) 1.4200 2019-06-18 4 A 0 31618.0000 0.0000 A 2024-06-18 Common Stock 31618.0000 31618.0000 D The restricted stock units are settled for shares of common stock on a one-for-one basis. The restricted stock units vest in full on the earlier of the date of the Company's 2019 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). The restricted stock units vest in full on the earlier of the date of the Company's 2020 annual stockholder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). The option vests and becomes exercisable as to 25% of the total shares on the first day of each calendar quarter following the date of grant provided that any portion remaining unvested as of the one-year anniversary of the date of grant will vest as of such date (subject to recipient's continued service to the Company through such vesting dates). /s/ William Baker as Attorney-in-Fact 2019-06-20