0001209191-21-059050.txt : 20211004
0001209191-21-059050.hdr.sgml : 20211004
20211004170301
ACCESSION NUMBER: 0001209191-21-059050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211001
FILED AS OF DATE: 20211004
DATE AS OF CHANGE: 20211004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Szot Matthew K
CENTRAL INDEX KEY: 0001401385
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 211303734
MAIL ADDRESS:
STREET 1: 802 NORTH DOUTY STREET
CITY: HANFORD
STATE: CA
ZIP: 93230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
BUSINESS PHONE: (720) 506-9191
MAIL ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-10-01
0
0001477246
S&W Seed Co
SANW
0001401385
Szot Matthew K
C/O S&W SEED COMPANY
2101 KEN PRATT BLVD., SUITE 201
LONGMONT
CO
80501
0
1
0
0
EVP Finance & Admin and CFO
Common Stock
2021-10-01
4
F
0
1496
2.56
D
130650
D
The reporting person is reporting the withholding by the Issuer of an aggregate of 1,496 shares of common stock that vested on October 1, 2021 pursuant to RSU awards granted on October 14, 2019 and October 1, 2020, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award.
/s/ Matthew K. Szot
2021-10-04