EX-FILING FEES 10 d721944dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-3

(Form Type)

HCI GROUP, INC.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

    Security Class Title    

Fee

Calculation

or Carry

Forward
Rule

   

Amount

Registered

   

Proposed

Maximum

Offering
Price

Per Unit

 

Maximum

Aggregate

Offering
Price

 

Fee

Rate

 

Amount of

Registration
Fee

 

Carry

Forward

Form

Type

 

Carry

Forward

File

Number

 

Carry

Forward

Initial

Effective
Date

 

Filing Fee

Previously

Paid In
Connection

with
Unsold

Securities

to be
Carried

Forward

 
Newly Registered Securities
                         
Fees to Be Paid     Debt      
Debt
Securities
 
 
   


Rule 456(b)
and

Rule
457(r) (2)

 
 

 
 

    (1)     (1)   (1)   (2)   (2)        
    Equity      

Common
Stock, no
par value
 
 
 
   


Rule 456(b)
and

Rule
457(r) (2)

 
 

 
 

    (1)     (1)   (1)   (2)   (2)        
    Equity      

Preferred
Stock, no
par value
 
 
 
   


Rule 456(b)
and

Rule
457(r) (2)

 
 

 
 

    (1)     (1)   (1)   (2)   (2)        
    Other       Warrants      


Rule 456(b)
and

Rule
457(r) (2)

 
 

 
 

    (1)     (1)   (1)   (2)   (2)        
    Other      

Stock
Purchase
Contracts
 
 
 
   


Rule 456(b)
and

Rule
457(r) (2)

 
 

 
 

    (1)     (1)   (1)   (2)   (2)        
    Other      

Stock
Purchase
Units (3)
 
 
 
   


Rule 456(b)
and

Rule
457(r) (2)

 
 

 
 

    (1)     (1)   (1)   (2)   (2)        
                         
Fees to Be Paid     Equity      

Common
Stock, no
par value
 
 
 
   
Rule
457(o)
 
 
    $75,000,000       $75,000,000   0.00014760   $11,070.00        
                         
Fees to Be Paid     Equity      

Common
Stock, no
par value
 
 
 
   
Rule
457(g)
 
 
   
750,000
(4)(5)
 
 
  $54.40
(6)
  $40,800,000   0.00014760   $6,022.08        
    Equity       Warrants      
Rule
457(i)
 
 
   
750,000
(7)(5)
 
 
        (8)        
    Equity      

Common
Stock, no
par value
 
 
 
   
Rule
457(c)
 
 
   
750,000
(9)(5)
 
 
  $84.86
(10)
  $63,645,000
(10)
  0.00014760   $9,394.00        
                         
Fees Previously Paid                                        
 
Carry Forward Securities
                         

Carry Forward

Securities

                                       
                   
      Total Offering Amounts        $179,445,000     $26,486.08        
                   
      Total Fees Previously Paid                   
                   
      Total Fee Offsets            $9,585.06        
                   
      Net Fee Due            $16,901.02        


Table 2: Fee Offset Claims and Sources

 

                       
     Registrant
or Filer
Name
  Form
or
Filing
Type
 

File

Number

 

Initial

Filing

Date

 

Filing

Date

 

Fee

Offset
Claimed

 

Security

Type

Associated

with Fee

Offset Claimed

  Security
Title
Associated
with Fee
Offset
Claimed
  Unsold
Securities
with Fee
Offset
Claimed
 

Unsold
Aggregate
Offering

Amount
Associated

with Fee

Offset Claimed

 

Fee

Paid

with

Fee

Offset

Source

 
Rule 457(p)
                       

Fee Offset

Claims

  HCI Group, Inc.   S-3   333-238316   May 15, 2020       $2,940.00 (11)   Unallocated (Universal) Shelf   (11)   (11)   (11)    
  HCI Group, Inc.   S-3   333-274424   September 8, 2023     $6,645.06 (12)   Unallocated (Universal) Shelf   (12)   (12)   $60,300,000    
                       

Fee Offset

Sources

  HCI Group, Inc.   S-3   333-240310       May 15, 2020                       $19,470.00 (11)
  HCI Group, Inc.   S-3   333-274424       September 8, 2023                       $16,530.00 (12)

 

(1)

An indeterminate aggregate initial offering price and amount of the securities of each identified class are being registered as may from time to time be offered at indeterminate prices and as may be issuable upon conversion, redemption, exchange, exercise or settlement of any securities registered hereunder, including under any applicable anti-dilution provisions.

 

(2)

In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933, as amended, the registrant is deferring payment of all of the registration fee. In connection with the securities offered hereby, the registrant will pay “pay-as-you-go registration fees” in accordance with Rule 456(b). The registrant will calculate the registration fee applicable to an offer of securities pursuant to this registration statement based on the fee payment rate in effect on the date of such fee payment.

 

(3)

Each stock purchase unit consists of (a) a stock purchase contract under which the holder, upon settlement, will purchase or sell an indeterminate number of shares of common stock or other securities and (b) debt securities, preferred securities, warrants, other securities or debt obligations of third parties securing the holders’ obligations to purchase the securities under the stock purchase contract.

 

(4)

Consists of up to 750,000 shares of common stock of the Registrant issuable upon the exercise of amended and restated common stock purchase warrants at an exercise price of $54.40 per share of common stock (the “Warrants”).

 

(5)

Includes an indeterminable number of additional securities that, pursuant to Rule 416 under the Securities Act of 1933, as amended, may be issuable upon conversion, redemption, exchange, exercise or settlement of any securities registered hereunder, including under any applicable anti-dilution provisions, that could affect the securities to be offered by the selling security holders.

 

(6)

Calculated pursuant to Rule 457(g) under the Securities Act, based on the $54.40 exercise price per share of common stock issuable upon exercise of the Warrants.

 

(7)

Represents 750,000 Warrants registered for resale by the selling security holders identified in this registration statement.

 

(8)

In accordance with Rule 457(i), the entire registration fee for the Warrants is allocated to the common stock underlying the Warrants, and no separate fee is payable for the Warrants.

 

(9)

Consists of up to 750,000 shares of common stock of the Registrant issuable upon exercise of the Warrants.

 

(10)

Estimated solely for the purpose of computing the amount of the registration fee pursuant to Rule 457(c) under the Securities Act of 1933, as amended, based on the average of the high and low sales price of the Registrant’s common stock as reported on the New York Stock Exchange on January 17, 2024.

 

(11)

The Registrant previously paid a filing fee of $19,470.00 in connection with the registration of $150,000,000 of unallocated universal shelf securities that were previously registered under the Registrant’s registration statement on Form S-3 (File No. 333-238316) filed on May 15, 2020, and which has been terminated prior to the date of this registration statement (“2020 Registration Statement”). In connection with the filing of the Registrant’s registration statement on Form S-3 (File No. 333-274424) filed on September 8, 2023 (“2023 Registration Statement”), pursuant to Rule 457(p), the Registrant offset $16,530.00 of the filing fee associated with the $150,000,000 maximum aggregate offering price of unsold securities under the 2020 Registration Statement against the amount of the registration fee for the 2023 Registration Statement, with $2,940.00 to be applied to future filings. Pursuant to Rule 457(p), the filing fee of $2,940.00 may be offset against the total filing fee due for this registration statement.

 

(12)

The Registrant previously paid a filing fee of $16,530.00 in connection with the registration of $150,000,000 of unallocated universal shelf securities that have been previously registered under the 2023 Registration Statement, of which $60,300,000 of unallocated universal shelf securities remain unsold. Pursuant to Rule 457(p), the filing fee of $6,645.06 in connection with such $60,300,000.00 of unsold unallocated universal shelf securities may be offset against the total filing fee due for this registration statement. Pursuant to Rule 457(p), the offering of such $60,300,000.00 of unsold unallocated universal shelf securities under the 2023 Registration Statement will be deemed terminated as of the time of the filing of this registration statement.

 

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