0001641342-15-000004.txt : 20150505
0001641342-15-000004.hdr.sgml : 20150505
20150505200327
ACCESSION NUMBER: 0001641342-15-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150501
FILED AS OF DATE: 20150505
DATE AS OF CHANGE: 20150505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACUCELA INC.
CENTRAL INDEX KEY: 0001400482
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 020592619
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-805-8300
MAIL ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Acucela Inc
DATE OF NAME CHANGE: 20070523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEBHART JOHN E
CENTRAL INDEX KEY: 0001641342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55133
FILM NUMBER: 15834783
MAIL ADDRESS:
STREET 1: 1301 SECOND AVENUE, SUITE 1900
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_143087059718026.xml
FORM 4
X0306
4
2015-05-01
0
0001400482
ACUCELA INC.
M??????
0001641342
GEBHART JOHN E
C/O ACUCELA INC.
1301 SECOND AVE., SUITE 4200
SEATTLE
WA
98101
0
1
0
0
Chief Financial Officer
Restricted Stock Unit
2015-05-01
4
A
0
358692
0
A
2025-05-01
Common Stock
358692.0
358692
D
Each restricted stock unit (RSU) represents a contingent right to receive one (1) share of the issuer's common stock upon settlement.
The RSU will be subject to a four year vesting period, with twenty-five percent (25%) of the RSUs vesting on 5/1/2016, and the remainder vesting thereafter on a monthly basis, such that 100% is vested and exercisable on 5/1/2019, subject to the reporting person's provision of service to the issuer on each vesting date.
The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-192000).
/s/ John Gebhart
2015-05-05
John E. Gebhart
2015-05-05