0001637663-15-000004.txt : 20150326 0001637663-15-000004.hdr.sgml : 20150326 20150326163609 ACCESSION NUMBER: 0001637663-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150324 FILED AS OF DATE: 20150326 DATE AS OF CHANGE: 20150326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACUCELA INC. CENTRAL INDEX KEY: 0001400482 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 020592619 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 SECOND AVE. STREET 2: SUITE 4200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-805-8300 MAIL ADDRESS: STREET 1: 1301 SECOND AVE. STREET 2: SUITE 4200 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Acucela Inc DATE OF NAME CHANGE: 20070523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLOCKER DEWEY H. JR. CENTRAL INDEX KEY: 0001637663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55133 FILM NUMBER: 15728083 MAIL ADDRESS: STREET 1: 1301 2ND AVENUE STREET 2: SUITE 4200 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wf-form4_142740215890639.xml FORM 4 X0306 4 2015-03-24 0 0001400482 ACUCELA INC. M?????? 0001637663 BLOCKER DEWEY H. JR. 1301 2ND AVENUE SUITE 4200 SEATTLE WA 98101 0 1 0 0 VICE PRESIDENT FINANCE Stock Option (right to buy) 5.64 2015-03-24 4 A 0 40000 0 A 2025-03-24 Common Stock 40000.0 40000 D Restricted Stock Unit 2015-03-24 4 A 0 20000 0 A 2019-03-24 Common Stock 20000.0 20000 D The option vests and is exercisable at the rate of 1/5th of the total shares annually, with 100% vested and exercisable on March 24, 2019, subject to the reporting person's provision of service to the issuer on each vesting date. Each restricted stock unit represents a contingent right to receive (1) share of the issuer's common stock upon settlement. The restricted stock unit vests at the rate of 1/5th of the total shares annually on each anniversary of the date of grant, subject to the reporting person's provision of service to the issuer on each vesting date. DEWEY H. BLOCKER, JR. 2015-03-26