0001637663-15-000004.txt : 20150326
0001637663-15-000004.hdr.sgml : 20150326
20150326163609
ACCESSION NUMBER: 0001637663-15-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150324
FILED AS OF DATE: 20150326
DATE AS OF CHANGE: 20150326
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACUCELA INC.
CENTRAL INDEX KEY: 0001400482
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 020592619
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-805-8300
MAIL ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Acucela Inc
DATE OF NAME CHANGE: 20070523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLOCKER DEWEY H. JR.
CENTRAL INDEX KEY: 0001637663
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55133
FILM NUMBER: 15728083
MAIL ADDRESS:
STREET 1: 1301 2ND AVENUE
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_142740215890639.xml
FORM 4
X0306
4
2015-03-24
0
0001400482
ACUCELA INC.
M??????
0001637663
BLOCKER DEWEY H. JR.
1301 2ND AVENUE
SUITE 4200
SEATTLE
WA
98101
0
1
0
0
VICE PRESIDENT FINANCE
Stock Option (right to buy)
5.64
2015-03-24
4
A
0
40000
0
A
2025-03-24
Common Stock
40000.0
40000
D
Restricted Stock Unit
2015-03-24
4
A
0
20000
0
A
2019-03-24
Common Stock
20000.0
20000
D
The option vests and is exercisable at the rate of 1/5th of the total shares annually, with 100% vested and exercisable on March 24, 2019, subject to the reporting person's provision of service to the issuer on each vesting date.
Each restricted stock unit represents a contingent right to receive (1) share of the issuer's common stock upon settlement.
The restricted stock unit vests at the rate of 1/5th of the total shares annually on each anniversary of the date of grant, subject to the reporting person's provision of service to the issuer on each vesting date.
DEWEY H. BLOCKER, JR.
2015-03-26