0001591408-16-000017.txt : 20160125
0001591408-16-000017.hdr.sgml : 20160125
20160125194632
ACCESSION NUMBER: 0001591408-16-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160121
FILED AS OF DATE: 20160125
DATE AS OF CHANGE: 20160125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACUCELA INC.
CENTRAL INDEX KEY: 0001400482
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 020592619
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-805-8300
MAIL ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Acucela Inc
DATE OF NAME CHANGE: 20070523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KUBOTA RYO
CENTRAL INDEX KEY: 0001598575
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55133
FILM NUMBER: 161359766
MAIL ADDRESS:
STREET 1: 1301 SECOND AVE., SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-01-21
0
0001400482
ACUCELA INC.
M??????
0001598575
KUBOTA RYO
1301 SECOND AVE., SUITE 4200
SEATTLE
WA
98101
1
1
1
0
CEO, President and COB
Non-Qualified Stock Option (right to buy)
9.22
2016-01-21
4
A
0
747462
0
A
2026-01-21
Common Stock
747462
747462
D
Incentive Stock Option (right to buy)
10.14
2016-01-21
4
A
0
32538
0
A
2021-01-21
Common Stock
32538
32538
D
Fifty percent (50%) of the total options granted (both incentive and non-qualified) are scheduled to vest incrementally over a three year period from the January 21, 2016 option grant date ("Time Vesting Stock Options"), while the remaining fifty percent (50%) of the total options granted are scheduled to vest incrementally based on the closing market price of the issuer's common stock on the Tokyo Stock Exchange. All of the options determined to be incentive stock options are Time Vesting Stock Options.
The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the Issuer's registration statement on Form S-1 (File No. 333-192900)
/s/John Gebhart as attorney - in-fact for Ryo Kubota
2016-01-22