0001591408-16-000012.txt : 20160119 0001591408-16-000012.hdr.sgml : 20160118 20160119204957 ACCESSION NUMBER: 0001591408-16-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160118 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACUCELA INC. CENTRAL INDEX KEY: 0001400482 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 020592619 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 SECOND AVE. STREET 2: SUITE 4200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-805-8300 MAIL ADDRESS: STREET 1: 1301 SECOND AVE. STREET 2: SUITE 4200 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Acucela Inc DATE OF NAME CHANGE: 20070523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAKAMURA EISAKU CENTRAL INDEX KEY: 0001641207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55133 FILM NUMBER: 161349539 MAIL ADDRESS: STREET 1: 1301 SECOND AVENUE STREET 2: STE 4200 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-01-18 0 0001400482 ACUCELA INC. M?????? 0001641207 NAKAMURA EISAKU 1301 SECOND AVENUE STE 4200 SEATTLE WA 98101 1 0 0 0 Stock Option (right to buy) 9.06 2016-01-18 4 A 0 30000 0 A 2026-01-15 Common Stock 30000 30000 D The exercise price of the stock options is the closing price of the Issuer's common stock on January 18, 2016 which is the first trading day of the Issuer's common stock on the Tokyo Stock Exchange following the January 15, 2016 grant date. The options were deemed to be acquired by the Reporting Person upon the date the exercise price became fixed. The options vest on a monthly pro rata basis over a four (4) year period that commenced on May 1, 2015 and will continue until May 1, 2019, at which time all of the options will be fully vested. The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the Issuer's registration statement on Form S-1 (File No. 333-192900) /s/John Gebhart as attorney - in-fact for Eisaku Nakamura 2016-01-19