0001400482-16-000263.txt : 20161121
0001400482-16-000263.hdr.sgml : 20161121
20161121141601
ACCESSION NUMBER: 0001400482-16-000263
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161117
FILED AS OF DATE: 20161121
DATE AS OF CHANGE: 20161121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACUCELA INC.
CENTRAL INDEX KEY: 0001400482
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 020592619
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-805-8300
MAIL ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Acucela Inc
DATE OF NAME CHANGE: 20070523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHEIBLER LUKAS
CENTRAL INDEX KEY: 0001651281
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55133
FILM NUMBER: 162009969
MAIL ADDRESS:
STREET 1: 1301 SECOND AVENUE, SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_147975574927909.xml
FORM 4
X0306
4
2016-11-17
0
0001400482
ACUCELA INC.
M??????
0001651281
SCHEIBLER LUKAS
C/O ACUCELA INC.
1301 SECOND AVE., SUITE 4200
SEATTLE
WA
98101
0
1
0
0
EVP of Research & Development
Common Stock
2016-11-17
4
M
0
2663
0
A
2663
D
Common Stock
2016-11-21
4
S
0
2663
9.3468
D
0
D
Restricted Stock Unit
2016-11-17
4
M
0
2663
0
D
Common Stock
2663.0
87895
D
The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-192900).
Each restricted stock unit (RSU) represents a contingent right to receive (1) share of the issuer's common stock upon settlement. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
The shares were sold at a price of 1033.8077 Japanese Yen. The U.S. per share price reflects the average of the buy and sell Japanese Yen-to-U.S. Dollar exchange rates on the transaction date divided by the number of shares sold. These shares were sold in multiple transactions at prices ranging from 1030 to 1040 Japanese Yen, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
On August 17, 2015, the reporting person was granted 127,847 RSUs, four year vesting period, with 25% of the RSUs vesting on August 17, 2016, and the remainder vesting thereafter on a monthly pro-rata basis, such that 100% of the RSUs are vested on August 17, 2019, subject to the reporting person's continuing employment through the applicable vesting date.
/s/ John E. Gebhart as attorney-in-fact for Lukas Scheibler
2016-11-21