0001400482-16-000199.txt : 20160714 0001400482-16-000199.hdr.sgml : 20160714 20160714195155 ACCESSION NUMBER: 0001400482-16-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160712 FILED AS OF DATE: 20160714 DATE AS OF CHANGE: 20160714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACUCELA INC. CENTRAL INDEX KEY: 0001400482 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 020592619 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 SECOND AVE. STREET 2: SUITE 4200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-805-8300 MAIL ADDRESS: STREET 1: 1301 SECOND AVE. STREET 2: SUITE 4200 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Acucela Inc DATE OF NAME CHANGE: 20070523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHEIBLER LUKAS CENTRAL INDEX KEY: 0001651281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55133 FILM NUMBER: 161768337 MAIL ADDRESS: STREET 1: 1301 SECOND AVENUE, SUITE 4200 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wf-form4_146854030204657.xml FORM 4 X0306 4 2016-07-12 0 0001400482 ACUCELA INC. M?????? 0001651281 SCHEIBLER LUKAS C/O ACUCELA INC. 1301 SECOND AVE., SUITE 4200 SEATTLE WA 98101 0 1 0 0 EVP of Research & Development Incentive Stock Option (right to buy) 15.41 2016-07-12 4 A 0 32445 0 A 2026-07-12 Common Stock 32445.0 32445 D Non-Qualified Stock Option (right to buy) 15.41 2016-07-12 4 A 0 87555 0 A 2026-07-12 Common Stock 87555.0 87555 D 6.25% of the total options granted (both incentive and non-qualified) vest on September 1, 2016 with the remaining options vesting monthly on a pro rata basis that will commence on October 1, 2016 and will continue until June 1, 2020, at which time all of the options will be fully vested, subject to the reporting person's continued employment with the issuer on each vesting date. The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-192900). /s/ John E. Gebhart as attorney-in-fact for Lukas Scheibler 2016-07-14