0001400482-16-000199.txt : 20160714
0001400482-16-000199.hdr.sgml : 20160714
20160714195155
ACCESSION NUMBER: 0001400482-16-000199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160712
FILED AS OF DATE: 20160714
DATE AS OF CHANGE: 20160714
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACUCELA INC.
CENTRAL INDEX KEY: 0001400482
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 020592619
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-805-8300
MAIL ADDRESS:
STREET 1: 1301 SECOND AVE.
STREET 2: SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Acucela Inc
DATE OF NAME CHANGE: 20070523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHEIBLER LUKAS
CENTRAL INDEX KEY: 0001651281
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55133
FILM NUMBER: 161768337
MAIL ADDRESS:
STREET 1: 1301 SECOND AVENUE, SUITE 4200
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_146854030204657.xml
FORM 4
X0306
4
2016-07-12
0
0001400482
ACUCELA INC.
M??????
0001651281
SCHEIBLER LUKAS
C/O ACUCELA INC.
1301 SECOND AVE., SUITE 4200
SEATTLE
WA
98101
0
1
0
0
EVP of Research & Development
Incentive Stock Option (right to buy)
15.41
2016-07-12
4
A
0
32445
0
A
2026-07-12
Common Stock
32445.0
32445
D
Non-Qualified Stock Option (right to buy)
15.41
2016-07-12
4
A
0
87555
0
A
2026-07-12
Common Stock
87555.0
87555
D
6.25% of the total options granted (both incentive and non-qualified) vest on September 1, 2016 with the remaining options vesting monthly on a pro rata basis that will commence on October 1, 2016 and will continue until June 1, 2020, at which time all of the options will be fully vested, subject to the reporting person's continued employment with the issuer on each vesting date.
The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-192900).
/s/ John E. Gebhart as attorney-in-fact for Lukas Scheibler
2016-07-14