0001209191-17-003069.txt : 20170110 0001209191-17-003069.hdr.sgml : 20170110 20170110113959 ACCESSION NUMBER: 0001209191-17-003069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161228 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KUBOTA PHARMACEUTICAL HOLDINGS CO LTD CENTRAL INDEX KEY: 0001400482 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981295657 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4-20-3 EBISU STREET 2: SHIBUYA-KU CITY: TOKYO STATE: M0 ZIP: 150-0013 BUSINESS PHONE: 81 3 5789-5872 MAIL ADDRESS: STREET 1: 4-20-3 EBISU STREET 2: SHIBUYA-KU CITY: TOKYO STATE: M0 ZIP: 150-0013 FORMER COMPANY: FORMER CONFORMED NAME: ACUCELA INC. DATE OF NAME CHANGE: 20131217 FORMER COMPANY: FORMER CONFORMED NAME: Acucela Inc DATE OF NAME CHANGE: 20070523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SBI Holdings, Inc. CENTRAL INDEX KEY: 0001446698 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55133 FILM NUMBER: 17519767 BUSINESS ADDRESS: STREET 1: IZUMI GARDEN TOWER 19F, 1-6-1 ROPPONGI STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 106-6019 BUSINESS PHONE: 81-3-6229-0122 MAIL ADDRESS: STREET 1: IZUMI GARDEN TOWER 19F, 1-6-1 ROPPONGI STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 106-6019 FORMER NAME: FORMER CONFORMED NAME: SBI Holdings Inc/Japan DATE OF NAME CHANGE: 20081001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-28 0 0001400482 KUBOTA PHARMACEUTICAL HOLDINGS CO LTD NONE 0001446698 SBI Holdings, Inc. IZUMI GARDEN TOWER 19F, 1-6-1 ROPPONGI MINATO-KU TOKYO M0 106-6019 JAPAN 0 0 1 0 Common Stock 2016-12-28 4 P 0 204800 1735239.23 A 8232856 I By SBI Incubation Co., Ltd. Common Stock 2016-12-29 4 P 0 16900 143507.13 A 8249756 I By SBI Incubation Co., Ltd. Common Stock 2016-12-30 4 P 0 2700 22970.05 A 8252456 I By SBI Incubation Co., Ltd. Common Stock 6196869 D The shares were purchased at a price of 204,185,600 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent. These shares are held directly by SBI Incubation Co., Ltd., which is an indirect wholly-owned subsidiary of SBI Holdings, Inc. SBI Holdings, Inc. may be deemed to be the indirect beneficial owner of these securities. The shares were purchased at a price of 16,817,600 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent. The shares were purchased at a price of 2,676,700 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent. /s/ Yoshitaka Kitao, Representative Director, President & CEO 2017-01-10