0001209191-17-003069.txt : 20170110
0001209191-17-003069.hdr.sgml : 20170110
20170110113959
ACCESSION NUMBER: 0001209191-17-003069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161228
FILED AS OF DATE: 20170110
DATE AS OF CHANGE: 20170110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KUBOTA PHARMACEUTICAL HOLDINGS CO LTD
CENTRAL INDEX KEY: 0001400482
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 981295657
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4-20-3 EBISU
STREET 2: SHIBUYA-KU
CITY: TOKYO
STATE: M0
ZIP: 150-0013
BUSINESS PHONE: 81 3 5789-5872
MAIL ADDRESS:
STREET 1: 4-20-3 EBISU
STREET 2: SHIBUYA-KU
CITY: TOKYO
STATE: M0
ZIP: 150-0013
FORMER COMPANY:
FORMER CONFORMED NAME: ACUCELA INC.
DATE OF NAME CHANGE: 20131217
FORMER COMPANY:
FORMER CONFORMED NAME: Acucela Inc
DATE OF NAME CHANGE: 20070523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SBI Holdings, Inc.
CENTRAL INDEX KEY: 0001446698
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55133
FILM NUMBER: 17519767
BUSINESS ADDRESS:
STREET 1: IZUMI GARDEN TOWER 19F, 1-6-1 ROPPONGI
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 106-6019
BUSINESS PHONE: 81-3-6229-0122
MAIL ADDRESS:
STREET 1: IZUMI GARDEN TOWER 19F, 1-6-1 ROPPONGI
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 106-6019
FORMER NAME:
FORMER CONFORMED NAME: SBI Holdings Inc/Japan
DATE OF NAME CHANGE: 20081001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-28
0
0001400482
KUBOTA PHARMACEUTICAL HOLDINGS CO LTD
NONE
0001446698
SBI Holdings, Inc.
IZUMI GARDEN TOWER 19F, 1-6-1 ROPPONGI
MINATO-KU
TOKYO
M0
106-6019
JAPAN
0
0
1
0
Common Stock
2016-12-28
4
P
0
204800
1735239.23
A
8232856
I
By SBI Incubation Co., Ltd.
Common Stock
2016-12-29
4
P
0
16900
143507.13
A
8249756
I
By SBI Incubation Co., Ltd.
Common Stock
2016-12-30
4
P
0
2700
22970.05
A
8252456
I
By SBI Incubation Co., Ltd.
Common Stock
6196869
D
The shares were purchased at a price of 204,185,600 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
These shares are held directly by SBI Incubation Co., Ltd., which is an indirect wholly-owned subsidiary of SBI Holdings, Inc. SBI Holdings, Inc. may be deemed to be the indirect beneficial owner of these securities.
The shares were purchased at a price of 16,817,600 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
The shares were purchased at a price of 2,676,700 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
/s/ Yoshitaka Kitao, Representative Director, President & CEO
2017-01-10