0001567619-18-006241.txt : 20181114 0001567619-18-006241.hdr.sgml : 20181114 20181114160321 ACCESSION NUMBER: 0001567619-18-006241 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P. CENTRAL INDEX KEY: 0001399770 IRS NUMBER: 132857105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12880 FILM NUMBER: 181183521 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-9742 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co. DATE OF NAME CHANGE: 20070517 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001399770 XXXXXXXX 09-30-2018 09-30-2018 Kohlberg Kravis Roberts & Co. L.P.

9 WEST 57TH STREET SUITE 4200 NEW YORK NY 10019

13F HOLDINGS REPORT 028-12880 Y The following information corresponds to the securities indicated in the attached Information Table: Kohlberg Kravis Roberts & Co. L.P. ("KKR") may be deemed to have investment discretion over an aggregate number of 18,796,791 shares of ENGILITY HLDGS INC NEW, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors. Lew Breckenridge (212) 271-9102 /s/ Lew Breckenridge New York NY 11-14-2018 2 60 8819943 false 1 0001463931 028-13533 KKR Investment Management LLC 2 0001520692 028-14775 KKR Credit Advisors (US) LLC INFORMATION TABLE 2 form13fInfoTable.xml ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 77563 20000000 PRN OTR 1 0 20000000 0 AMEDISYS INC COM 023436108 302191 2418304 SH OTR 2 0 2418304 0 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 6245 6220000 PRN OTR 1 0 6220000 0 BLACK HILLS CORP UNIT 99/99/9999 092113125 38831 621695 SH OTR 1 0 621695 0 BRIGHTVIEW HLDGS INC COM 10948C107 937613 58418246 SH OTR 2 58418246 2 CAESARS ENTMT CORP COM 127686103 5125 500000 SH OTR 2 0 500000 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 6921 4500000 PRN OTR 1 0 4500000 0 COHERUS BIOSCIENCES INC COM 19249H103 50408 3055055 SH OTR 5 3055055 5 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 15125 12000000 PRN OTR 1 0 12000000 0 DAVE & BUSTERS ENTMT INC COM 238337109 13340 201453 SH OTR 2 0 201453 0 EASTMAN KODAK CO COM NEW 277461406 197 63705 SH OTR 2 0 63705 0 ECLIPSE RES CORP COM 27890G100 13155 11054844 SH OTR 1 0 11054844 0 ENGILITY HLDGS INC NEW COM 29286C107 322486 8960446 SH OTR 9 8960446 9 ENVISION HEALTHCARE CORP COM 29414D100 133761 2925024 SH OTR 2 0 2925024 0 FOCUS FINL PARTNERS INC COM CL A 34417P100 452000 9523809 SH OTR 0 9523809 0 GARDNER DENVER HLDGS INC COM 36555P107 2571045 90721409 SH OTR 4 90721409 4 GODADDY INC CL A 380237107 165356 1982920 SH OTR 10 1982920 10 HANGER INC COM NEW 41043F208 22619 1085897 SH OTR 1 0 1085897 0 HUBSPOT INC NOTE 0.250% 6/0 443573AB6 20561 12500000 PRN OTR 1 0 12500000 0 II VI INC NOTE 0.250% 9/0 902104AB4 5083 4317000 PRN OTR 1 0 4317000 0 ISHARES SILVER TRUST ISHARES 46428Q109 831 60500 SH OTR 1 0 60500 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 3196 2500000 PRN OTR 1 0 2500000 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 11800 10000000 PRN OTR 1 0 10000000 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 96404 4913559 SH OTR 0 4913559 0 KINDER MORGAN INC DEL PFD SER A 49456B200 13300 400000 SH OTR 1 0 400000 0 KKR & CO INC CL A 48251W104 127274 4667166 SH OTR 1 0 4667166 0 KKR REAL ESTATE FIN TR INC COM 48251K100 479211 23758616 SH OTR 0 23758616 0 LAUREATE EDUCATION INC CL A 518613203 138954 8999608 SH OTR 6 8999608 6 LEAR CORP COM NEW 521865204 178 1225 SH OTR 0 1225 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.000% 1/3 531229AF9 7017 6000000 PRN OTR 1 0 6000000 0 LOGMEIN INC COM 54142L109 19455 218345 SH OTR 2 0 218345 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 96194 305068 SH OTR 1 0 305068 0 NATIONAL VISION HLDGS INC COM 63845R107 866876 19204167 SH OTR 3 19204167 3 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 11512 8054000 PRN OTR 1 0 8054000 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 6735 6000000 PRN OTR 1 0 6000000 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 8553 4200000 PRN OTR 1 0 4200000 0 PRA HEALTH SCIENCES INC COM 69354M108 737830 6695984 SH OTR 8 6695984 8 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 56668 37306000 PRN OTR 1 0 37306000 0 PROSHARES TR SHRT 20+YR TRE 74347X849 1130 48300 SH OTR 1 0 48300 0 QUORUM HEALTH CORP COM 74909E106 17514 2988781 SH OTR 2 0 2988781 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 22704 13882000 PRN OTR 1 0 13882000 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 13198 7560000 PRN OTR 1 0 7560000 0 RIGNET INC COM 766582100 101755 5000254 SH OTR 7 5000254 7 SEQUENTIAL BRNDS GROUP INC N COM 81734P107 1237 740740 SH OTR 2 0 740740 0 SERVICENOW INC NOTE 6/0 81762PAC6 59992 40162000 PRN OTR 1 0 40162000 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 11407 10000000 PRN OTR 1 0 10000000 0 SONOS INC COM 83570H108 350405 21845682 SH OTR 0 21845682 0 SPDR GOLD TRUST GOLD SHS 78463V107 1128 10000 SH Call OTR 1 0 10000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5814 20000 SH Put OTR 1 0 20000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7268 25000 SH Put OTR 1 0 25000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4245 14600 SH OTR 1 0 14600 0 STARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 85571WAB5 3848 3000000 PRN OTR 1 0 3000000 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 5214 4000000 PRN OTR 1 0 4000000 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 24298 14359000 PRN OTR 1 0 14359000 0 UXIN LTD ADS 91818X108 55101 8115058 SH OTR 1 8115058 1 VERSO CORP CL A 92531L207 337 10023 SH OTR 2 0 10023 0 VICI PPTYS INC COM 925652109 17949 830190 SH OTR 2 0 830190 0 WARRIOR MET COAL INC COM 93627C101 19347 715489 SH OTR 2 0 715489 0 WMIH CORP COM 92936P100 246418 177278942 SH OTR 0 177278942 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 8022 4450000 PRN OTR 1 0 4450000 0