0001493152-19-015299.txt : 20191009 0001493152-19-015299.hdr.sgml : 20191009 20191009145335 ACCESSION NUMBER: 0001493152-19-015299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191009 DATE AS OF CHANGE: 20191009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOUNTAINHEAD CAPITAL MANAGEMENT LTD CENTRAL INDEX KEY: 0001399726 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34932 FILM NUMBER: 191144352 BUSINESS ADDRESS: STREET 1: PORTMAN HOUSE HUE STREET STREET 2: ST HELIER CITY: JERSEY CHANNEL ISLANDS STATE: X0 ZIP: JE45RP BUSINESS PHONE: 44 0 1 534 630 112 MAIL ADDRESS: STREET 1: PORTMAN HOUSE HUE STREET STREET 2: ST HELIER CITY: JERSEY CHANNEL ISLANDS STATE: X0 ZIP: JE45RP ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VYCOR MEDICAL INC CENTRAL INDEX KEY: 0001424768 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203369218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 951 BROKEN SOUND PARKWAY STREET 2: SUITE 320 CITY: BOCA RATON, STATE: FL ZIP: 33487 BUSINESS PHONE: 562.558.2000 MAIL ADDRESS: STREET 1: 951 BROKEN SOUND PARKWAY STREET 2: SUITE 320 CITY: BOCA RATON, STATE: FL ZIP: 33487 4 1 ownership.xml X0306 4 2019-09-30 0 0001424768 VYCOR MEDICAL INC VYCO 0001399726 FOUNTAINHEAD CAPITAL MANAGEMENT LTD 17 BOND STREET ST HELIER JERSEY CHANNEL ISLANDS X0 JE2 3NP UNITED KINGDOM 0 0 1 0 Common Stock 2019-09-30 4 J 0 535714 0.21 A 13911952 D Series D Preferred Stock 188363 D Stock Option 0.27 2018-06-30 2021-06-30 Common Stock 660000 660000 D Shares issued on account of accrued consultancy fees as of June 30, 2019. Issued pursuant to Fountainhead Consultancy Agreement, and subject to performance vesting conditions. /s/ Claire Louise Farrow, Director 2019-10-08