0001493152-17-003717.txt : 20170411
0001493152-17-003717.hdr.sgml : 20170411
20170411061517
ACCESSION NUMBER: 0001493152-17-003717
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170411
DATE AS OF CHANGE: 20170411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VYCOR MEDICAL INC
CENTRAL INDEX KEY: 0001424768
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 203369218
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6401 CONGRESS AVE
STREET 2: SUITE 140
CITY: BOCA RATON,
STATE: FL
ZIP: 33487
BUSINESS PHONE: 562.558.2000
MAIL ADDRESS:
STREET 1: 6401 CONGRESS AVE
STREET 2: SUITE 140
CITY: BOCA RATON,
STATE: FL
ZIP: 33487
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOUNTAINHEAD CAPITAL MANAGEMENT LTD
CENTRAL INDEX KEY: 0001399726
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34932
FILM NUMBER: 17754852
BUSINESS ADDRESS:
STREET 1: PORTMAN HOUSE HUE STREET
STREET 2: ST HELIER
CITY: JERSEY CHANNEL ISLANDS
STATE: X0
ZIP: JE45RP
BUSINESS PHONE: 44 0 1 534 630 112
MAIL ADDRESS:
STREET 1: PORTMAN HOUSE HUE STREET
STREET 2: ST HELIER
CITY: JERSEY CHANNEL ISLANDS
STATE: X0
ZIP: JE45RP
4/A
1
form4a.xml
X0306
4/A
2017-03-31
2017-04-06
0
0001424768
VYCOR MEDICAL INC
VYCO
0001399726
FOUNTAINHEAD CAPITAL MANAGEMENT LTD
PORTMAN HOUSE HUE STREET
ST HELIER
JERSEY CHANNEL ISLANDS
X0
JE45RP
UNITED KINGDOM
0
0
1
0
Preferred Series D par value $0.0001
188.363
D
Common Stock par value $0.0001
2017-03-31
4
A
0
142857
0.21
A
7047899
D
Warrant
1.88
2010-02-10
2017-08-04
Common Stock
343.411
343.411
D
Warrant
2.62
2010-09-29
2017-08-04
Common Stock
337.517
337.517
D
Warrant
3.08
2014-08-04
2017-08-04
Common Stock
572.613
572.613
D
Warrant
2.05
2014-04-25
2017-04-24
Common Stock
878
878
D
Warrant
3.08
2014-04-25
2017-04-24
Common Stock
878
878
D
Warrant
0.27
2017-01-11
2020-01-10
Common Stock
1924697
1924697
D
Warrant
0.27
2017-02-23
2020-02-22
Common Stock
351204
351204
D
Option
0.27
2017-03-31
4
A
0
660000
0.27
A
Common Stock
660000
660000
D
Grant of option on March 31, 2017. Option vesting is subject to achievement of certain milestones prior to March 31, 2018.
Exercisable upon achievement of certain milestones prior to March 31, 2018 for a period of three years from date of vesting.
/s/ Mark Andrews For and on behalf of Berwin Limited Director
2017-04-10