0001493152-17-003717.txt : 20170411 0001493152-17-003717.hdr.sgml : 20170411 20170411061517 ACCESSION NUMBER: 0001493152-17-003717 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170411 DATE AS OF CHANGE: 20170411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VYCOR MEDICAL INC CENTRAL INDEX KEY: 0001424768 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203369218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6401 CONGRESS AVE STREET 2: SUITE 140 CITY: BOCA RATON, STATE: FL ZIP: 33487 BUSINESS PHONE: 562.558.2000 MAIL ADDRESS: STREET 1: 6401 CONGRESS AVE STREET 2: SUITE 140 CITY: BOCA RATON, STATE: FL ZIP: 33487 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOUNTAINHEAD CAPITAL MANAGEMENT LTD CENTRAL INDEX KEY: 0001399726 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34932 FILM NUMBER: 17754852 BUSINESS ADDRESS: STREET 1: PORTMAN HOUSE HUE STREET STREET 2: ST HELIER CITY: JERSEY CHANNEL ISLANDS STATE: X0 ZIP: JE45RP BUSINESS PHONE: 44 0 1 534 630 112 MAIL ADDRESS: STREET 1: PORTMAN HOUSE HUE STREET STREET 2: ST HELIER CITY: JERSEY CHANNEL ISLANDS STATE: X0 ZIP: JE45RP 4/A 1 form4a.xml X0306 4/A 2017-03-31 2017-04-06 0 0001424768 VYCOR MEDICAL INC VYCO 0001399726 FOUNTAINHEAD CAPITAL MANAGEMENT LTD PORTMAN HOUSE HUE STREET ST HELIER JERSEY CHANNEL ISLANDS X0 JE45RP UNITED KINGDOM 0 0 1 0 Preferred Series D par value $0.0001 188.363 D Common Stock par value $0.0001 2017-03-31 4 A 0 142857 0.21 A 7047899 D Warrant 1.88 2010-02-10 2017-08-04 Common Stock 343.411 343.411 D Warrant 2.62 2010-09-29 2017-08-04 Common Stock 337.517 337.517 D Warrant 3.08 2014-08-04 2017-08-04 Common Stock 572.613 572.613 D Warrant 2.05 2014-04-25 2017-04-24 Common Stock 878 878 D Warrant 3.08 2014-04-25 2017-04-24 Common Stock 878 878 D Warrant 0.27 2017-01-11 2020-01-10 Common Stock 1924697 1924697 D Warrant 0.27 2017-02-23 2020-02-22 Common Stock 351204 351204 D Option 0.27 2017-03-31 4 A 0 660000 0.27 A Common Stock 660000 660000 D Grant of option on March 31, 2017. Option vesting is subject to achievement of certain milestones prior to March 31, 2018. Exercisable upon achievement of certain milestones prior to March 31, 2018 for a period of three years from date of vesting. /s/ Mark Andrews For and on behalf of Berwin Limited Director 2017-04-10