UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
FORM 8-K |
CURRENT REPORT |
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Date of Report (Date of Earliest Event Reported): October 7, 2014 |
PZENA INVESTMENT MANAGEMENT, INC. | ||
(Exact Name of Registrant as Specified in its Charter) |
Delaware | 001-33761 | 20-8999751 | |||||||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) | |||||||
120 West 45th Street, New York, New York | 10036 |
(Address of Principal Executive Offices) | Zip Code |
Registrant’s Telephone Number, Including Area Code: (212) 355-1600 | |||||||||
(Former Name or Former Address, If Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act. o Soliciting material pursuant to Rule 14a-12 under the Exchange Act. o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act. o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act. |
ITEM 8.01 | OTHER EVENTS. |
ITEM 9.01 | FINANCIAL STATEMENTS AND EXHIBITS. |
Pzena Investment Management, Inc. | |||
Dated: October 7, 2014 | By: | /s/Gary J. Bachman | |
Name: Gary J. Bachman | |||
Title: Chief Financial Officer | |||
Exhibit No. | Document |
99.1 | Press release, dated October 7, 2014, of Pzena Investment Management, Inc. reporting preliminary assets under management as of September 30, 2014. |
As of | As of | As of | |||||||||
September 30, 2014 | August 31, 2014 | September 30, 2013 | |||||||||
U.S. Value Strategies | $ | 16.4 | $ | 16.8 | $ | 13.8 | |||||
Global Value Strategies | 5.4 | 5.6 | 5.6 | ||||||||
Non-U.S. Value Strategies | 4.6 | 4.8 | 2.9 | ||||||||
Total | $ | 26.4 | $ | 27.2 | $ | 22.3 | |||||
Institutional Accounts | $ | 14.3 | $ | 14.8 | $ | 13.8 | |||||
Retail Accounts | 12.1 | 12.4 | 8.5 | ||||||||
Total | $ | 26.4 | $ | 27.2 | $ | 22.3 | |||||
1 Numbers may be subject to rounding. During 2013, approximately approximately $0.6 billion of previously reported assets under management in Institutional Accounts has been reclassified to Retail Accounts. Historical information has been reclassified for all periods presented. |