UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
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PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Date of Report (Date of Earliest Event Reported): February 7, 2012 (January 31, 2012)
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PZENA INVESTMENT MANAGEMENT, INC.
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(Exact Name of Registrant as Specified in its Charter)
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Delaware
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001-33761
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20-8999751
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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120 West 45th Street, New York, New York
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10036 |
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(Address of Principal Executive Offices) | Zip Code |
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Registrant’s Telephone Number, Including Area Code: (212) 355-1600
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(Former Name or Former Address, If Changed Since Last Report) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act.
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.
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ITEM 8.01
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OTHER EVENTS.
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Pzena Investment Management, Inc.
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Dated: February 7, 2012
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By:
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/s/Gregory S. Martin
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Name: Gregory S. Martin
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Title: Chief Financial Officer
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Exhibit No.
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Document
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99.1
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Press release, dated February 7, 2012, of Pzena Investment Management, Inc. reporting preliminary assets under management as of January 31, 2012.
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As of
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As of
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As of
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January 31, 2012
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December 31, 2011
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January 31, 2011
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U.S. Value Strategies
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$ | 8.3 | $ | 7.9 | $ | 10.3 | ||||||
Global Value Strategies
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4.0 | 3.7 | 3.6 | |||||||||
Non-U.S. Value Strategies
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2.1 | 1.9 | 2.2 | |||||||||
Total
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$ | 14.4 | $ | 13.5 | $ | 16.1 | ||||||
Institutional Accounts
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$ | 12.0 | $ | 11.3 | $ | 12.8 | ||||||
Retail Accounts
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2.4 | 2.2 | 3.3 | |||||||||
Total
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$ | 14.4 | $ | 13.5 | $ | 16.1 | ||||||
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(1) Numbers may be subject to rounding.
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