0001123292-19-000933.txt : 20190701 0001123292-19-000933.hdr.sgml : 20190701 20190701193434 ACCESSION NUMBER: 0001123292-19-000933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190627 FILED AS OF DATE: 20190701 DATE AS OF CHANGE: 20190701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweet Thomas W CENTRAL INDEX KEY: 0001399072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 19934810 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-06-27 0001571996 Dell Technologies Inc DELL 0001399072 Sweet Thomas W ONE DELL WAY ROUND ROCK TX 78682 0 1 0 0 Chief Financial Officer Class C Common Stock 2019-06-27 4 M 0 145712 13.75 A 289254 D Class C Common Stock 2019-06-27 4 S 0 16900 51.64 D 272354 D Class C Common Stock 2019-06-27 4 S 0 78988 52.34 D 193366 D Class C Common Stock 2019-06-27 4 S 0 5900 52.77 D 187466 D Class C Common Stock 2019-06-27 4 S 0 9300 51.63 D 178166 D Class C Common Stock 2019-06-27 4 S 0 29524 52.46 D 148642 D Class C Common Stock 2019-06-27 4 S 0 5100 52.77 D 143542 D Class C Common Stock 2019-06-27 4 S 0 1922 51.48 D 141620 D Class C Common Stock 2019-06-27 4 S 0 31612 52.30 D 110008 D Class C Common Stock 2019-06-27 4 S 0 2285 52.78 D 107723 D Options to Acquire Class C Common Stock 13.75 2019-06-27 4 M 0 145712 0 D 2023-11-25 Class C Common Stock 145712 297197 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 represents a weighted average sales price of $51.64. These shares were sold in multiple transactions at prices ranging from $50.75 to $51.74, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 2, 3, 4, 5, 6, 7, 8, 9 and 10 to this Form 4. The price reported in Column 4 represents a weighted average sales price of $52.343. These shares were sold in multiple transactions at prices ranging from $51.75 to $52.74, inclusive. The price reported in Column 4 represents a weighted average sales price of $52.773. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.86, inclusive. The price reported in Column 4 represents a weighted average sales price of $51.63. These shares were sold in multiple transactions at prices ranging from $50.75 to $51.74, inclusive. The price reported in Column 4 represents a weighted average sales price of $52.46. These shares were sold in multiple transactions at prices ranging from $51.75 to $52.744, inclusive. The price reported in Column 4 represents a weighted average sales price of 52.765. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.81, inclusive. The price reported in Column 4 represents a weighted average sales price of $51.484. These shares were sold in multiple transactions at prices ranging from $50.75 to $51.74, inclusive. The price reported in Column 4 represents a weighted average sales price of $52.304. These shares were sold in multiple transactions at prices ranging from $51.76 to $52.755, inclusive. The price reported in Column 4 represents a weighted average sales price of $52.776. These shares were sold in multiple transactions at prices ranging from $52.76 to $52.80, inclusive. The options are fully vested. Consists of 50,212 time-based options and 246,985 performance-based options. /s/ Robert Potts, Attorney-in-Fact 2019-07-01