0001213900-23-036983.txt : 20230505 0001213900-23-036983.hdr.sgml : 20230505 20230505181416 ACCESSION NUMBER: 0001213900-23-036983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230503 FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aquila Tony CENTRAL INDEX KEY: 0001399053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38824 FILM NUMBER: 23895358 MAIL ADDRESS: STREET 1: 2126 HAMILTON ROAD, SUITE 260 CITY: ARGYLE STATE: TX ZIP: 76226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Canoo Inc. CENTRAL INDEX KEY: 0001750153 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 831476189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19951 MARINER AVENUE CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: (424) 271-2144 MAIL ADDRESS: STREET 1: 19951 MARINER AVENUE CITY: TORRANCE STATE: CA ZIP: 90503 FORMER COMPANY: FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp IV DATE OF NAME CHANGE: 20180814 4 1 ownership.xml X0407 4 2023-05-03 0 0001750153 Canoo Inc. GOEV 0001399053 Aquila Tony C/O CANOO INC. 19951 MARINER AVE TORRANCE CA 90503 1 1 1 0 Executive Chairman and CEO 0 Common Stock 2023-05-03 4 A 0 2319552 A 58056712 I By LLCs Common Stock 2023-05-05 4 A 0 6884682 A 14278014 D Warrants to Purchase Common Stock 0.8116 2023-05-03 4 A 0 2319552 A 2023-10-07 2028-10-07 Common Stock 2319552 2319552 I By LLC Represents shares and warrants received by I-40 OKC Partners LLC ("I-40 OKC") pursuant to the lease agreement (the "Lease Agreement") entered into between the Issuer and I-40 OKC on April 7, 2023. The securities were issued in respect of rent obligations totaling $1,505,954 in accordance with the terms of the Lease Agreement. (i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); (iv) 4,504,505 shares of Common Stock are held by AFV Partners SPV-10 LLC, a Delaware limited liability company ("AFV 10"); and (v) 2,319,552 shares of Common Stock are held by I-40 OKC, an Oklahoma limited liability company. (Continued from footnote 2) AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A and AFV-10. AFV is the sole manager of the ultimate parent entity of I-40 OKC. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A, AFV-10 and I-40 OKC. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A, AFV-10 and I-40 OKC, except to the extent of his pecuniary interest therein. Represents 6,884,682 Restricted Stock Units that vest on May 5, 2024, subject to continuous service. The warrants are held by I-40 OKC. /s/ Hector Ruiz, Attorney-in-Fact 2023-05-05