0001213900-23-036983.txt : 20230505
0001213900-23-036983.hdr.sgml : 20230505
20230505181416
ACCESSION NUMBER: 0001213900-23-036983
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230503
FILED AS OF DATE: 20230505
DATE AS OF CHANGE: 20230505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aquila Tony
CENTRAL INDEX KEY: 0001399053
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 23895358
MAIL ADDRESS:
STREET 1: 2126 HAMILTON ROAD, SUITE 260
CITY: ARGYLE
STATE: TX
ZIP: 76226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Canoo Inc.
CENTRAL INDEX KEY: 0001750153
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 831476189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
BUSINESS PHONE: (424) 271-2144
MAIL ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
FORMER COMPANY:
FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp IV
DATE OF NAME CHANGE: 20180814
4
1
ownership.xml
X0407
4
2023-05-03
0
0001750153
Canoo Inc.
GOEV
0001399053
Aquila Tony
C/O CANOO INC.
19951 MARINER AVE
TORRANCE
CA
90503
1
1
1
0
Executive Chairman and CEO
0
Common Stock
2023-05-03
4
A
0
2319552
A
58056712
I
By LLCs
Common Stock
2023-05-05
4
A
0
6884682
A
14278014
D
Warrants to Purchase Common Stock
0.8116
2023-05-03
4
A
0
2319552
A
2023-10-07
2028-10-07
Common Stock
2319552
2319552
I
By LLC
Represents shares and warrants received by I-40 OKC Partners LLC ("I-40 OKC") pursuant to the lease agreement (the "Lease Agreement") entered into between the Issuer and I-40 OKC on April 7, 2023. The securities were issued in respect of rent obligations totaling $1,505,954 in accordance with the terms of the Lease Agreement.
(i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); (iv) 4,504,505 shares of Common Stock are held by AFV Partners SPV-10 LLC, a Delaware limited liability company ("AFV 10"); and (v) 2,319,552 shares of Common Stock are held by I-40 OKC, an Oklahoma limited liability company.
(Continued from footnote 2) AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A and AFV-10. AFV is the sole manager of the ultimate parent entity of I-40 OKC. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A, AFV-10 and I-40 OKC. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A, AFV-10 and I-40 OKC, except to the extent of his pecuniary interest therein.
Represents 6,884,682 Restricted Stock Units that vest on May 5, 2024, subject to continuous service.
The warrants are held by I-40 OKC.
/s/ Hector Ruiz, Attorney-in-Fact
2023-05-05