0001213900-22-048649.txt : 20220816 0001213900-22-048649.hdr.sgml : 20220816 20220816163014 ACCESSION NUMBER: 0001213900-22-048649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220812 FILED AS OF DATE: 20220816 DATE AS OF CHANGE: 20220816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aquila Tony CENTRAL INDEX KEY: 0001399053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38824 FILM NUMBER: 221170548 MAIL ADDRESS: STREET 1: 2126 HAMILTON ROAD, SUITE 260 CITY: ARGYLE STATE: TX ZIP: 76226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Canoo Inc. CENTRAL INDEX KEY: 0001750153 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 831476189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19951 MARINER AVENUE CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: (424) 271-2144 MAIL ADDRESS: STREET 1: 19951 MARINER AVENUE CITY: TORRANCE STATE: CA ZIP: 90503 FORMER COMPANY: FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp IV DATE OF NAME CHANGE: 20180814 4 1 ownership.xml X0306 4 2022-08-12 0 0001750153 Canoo Inc. GOEV 0001399053 Aquila Tony C/O CANOO INC. 19951 MARINER AVE TORRANCE CA 90503 1 1 1 0 Executive Chairman and CEO Common Stock 2022-08-12 4 P 0 200000 3.985 A 2538828 D Common Stock 51232655 I By LLCs The purchase of shares of Common Stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022. The price reported in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $3.62 to $4.23, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"), (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7") and (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"). AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7 and AFV-7/A. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7 and AFV-7/A. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7 and AFV-7/A, except to the extent of his pecuniary interest therein. Tony Aquila, by /s/ Hector Ruiz, Attorney-in-Fact 2022-08-16