0001213900-22-048649.txt : 20220816
0001213900-22-048649.hdr.sgml : 20220816
20220816163014
ACCESSION NUMBER: 0001213900-22-048649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220812
FILED AS OF DATE: 20220816
DATE AS OF CHANGE: 20220816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aquila Tony
CENTRAL INDEX KEY: 0001399053
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 221170548
MAIL ADDRESS:
STREET 1: 2126 HAMILTON ROAD, SUITE 260
CITY: ARGYLE
STATE: TX
ZIP: 76226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Canoo Inc.
CENTRAL INDEX KEY: 0001750153
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 831476189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
BUSINESS PHONE: (424) 271-2144
MAIL ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
FORMER COMPANY:
FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp IV
DATE OF NAME CHANGE: 20180814
4
1
ownership.xml
X0306
4
2022-08-12
0
0001750153
Canoo Inc.
GOEV
0001399053
Aquila Tony
C/O CANOO INC.
19951 MARINER AVE
TORRANCE
CA
90503
1
1
1
0
Executive Chairman and CEO
Common Stock
2022-08-12
4
P
0
200000
3.985
A
2538828
D
Common Stock
51232655
I
By LLCs
The purchase of shares of Common Stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.
The price reported in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $3.62 to $4.23, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
(i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"), (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7") and (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"). AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7 and AFV-7/A. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7 and AFV-7/A. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7 and AFV-7/A, except to the extent of his pecuniary interest therein.
Tony Aquila, by /s/ Hector Ruiz, Attorney-in-Fact
2022-08-16