0001213900-21-061219.txt : 20211122 0001213900-21-061219.hdr.sgml : 20211122 20211122163313 ACCESSION NUMBER: 0001213900-21-061219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211122 FILED AS OF DATE: 20211122 DATE AS OF CHANGE: 20211122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aquila Tony CENTRAL INDEX KEY: 0001399053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38824 FILM NUMBER: 211432997 MAIL ADDRESS: STREET 1: 2126 HAMILTON ROAD, SUITE 260 CITY: ARGYLE STATE: TX ZIP: 76226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Canoo Inc. CENTRAL INDEX KEY: 0001750153 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 831476189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19951 MARINER AVENUE CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: (424) 271-2144 MAIL ADDRESS: STREET 1: 19951 MARINER AVENUE CITY: TORRANCE STATE: CA ZIP: 90503 FORMER COMPANY: FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp IV DATE OF NAME CHANGE: 20180814 4 1 ownership.xml X0306 4 2021-11-22 0 0001750153 Canoo Inc. GOEV 0001399053 Aquila Tony C/O CANOO INC. 19951 MARINER AVE. TORRANCE CA 90503 1 1 1 0 Executive Chairman and CEO Common Stock 2021-11-22 4 P 0 35273268 6.53 A 47632655 I By LLCs Common Stock 1538828 D Shares were acquired pursuant to a Stock Purchase Agreement, dated as of October 6, 2021, and amended as of November 19, 2021, by and between AFV Partners SPV-7 LLC ("AFV 7") and DD Global Holdings Limited. 12,359,387 shares are held directly by AFV Partners SPV-4 LLC ("AFV 4") and 35,273,268 are held directly by AFV 7. The Reporting Person is the managing member of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 4 and AFV 7. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4 and AFV 7, except to the extent of his pecuniary interest therein. Includes 669,218 Restricted Stock Units that vest through October 19, 2023 and 500,000 Restricted Stock Units that vest through December 21, 2023. Tony Aquila, by /s/ Michael Fielkow, Attorney-in-Fact 2021-11-22