0001209191-23-051777.txt : 20231003 0001209191-23-051777.hdr.sgml : 20231003 20231003212344 ACCESSION NUMBER: 0001209191-23-051777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231001 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aquila Tony CENTRAL INDEX KEY: 0001399053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39021 FILM NUMBER: 231306423 MAIL ADDRESS: STREET 1: 2126 HAMILTON ROAD, SUITE 260 CITY: ARGYLE STATE: TX ZIP: 76226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WM TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001779474 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 41 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 646-699-3750 MAIL ADDRESS: STREET 1: 41 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Silver Spike Acquisition Corp. DATE OF NAME CHANGE: 20190611 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-01 0 0001779474 WM TECHNOLOGY, INC. MAPS 0001399053 Aquila Tony C/O WM TECHNOLOGY, INC. 41 DISCOVERY IRVINE CA 92618 1 0 0 0 0 Class A Common Stock 2023-10-01 4 A 0 312500 0.00 A 1860261 D Class A Common Stock 2500000 I By LLC Class A Common Stock 1100000 I By LLC Class A Common Stock 50000 I By Trust Class A Common Stock 50000 I By Trust Class A Common Stock 50000 I By Trust Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest in equal annual installments on the date of each remaining annual meeting of stockholders that is part of the Reporting Person's current term, beginning with the annual meeting that is following the Issuer's next annual meeting of stockholders subsequent to the effectiveness of this RSU grant, subject to acceleration, and subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through such vesting date. Shares are held directly by AFV Partners SPV-5 (WM) LLC ("AFV 5"). Reporting Person is the Chairman and CEO of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 5. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares are held directly by AFV Partners SPV-6 (WM) LLC ("AFV 6"). Reporting Person is the Chairman and CEO of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 6. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Shares are held directly by Aquila 2007 Irrevocable Trust U/A FBO Elliott Aquila DTD 05/10/2007 (the "Elliott Trust"). Reporting Person is a co-trustee of the Elliot Trust and as such may be deemed to hold voting and dispositive power with respect to the shares held in the Elliott Trust. Shares are held directly by Aquila 2007 Irrevocable Trust U/A FBO Cecily Aquila DTD 05/10/2007 (the "Cecily Trust"). Reporting Person is a co-trustee of the Cecily Trust and as such may be deemed to hold voting and dispositive power with respect to the shares held in the Cecily Trust. Shares are held directly by Aquila 2007 Irrevocable Trust U/A FBO Christopher Aquila DTD 05/10/2007 (the "Christopher Trust"). Reporting Person is a co-trustee of the Christopher Trust and as such may be deemed to hold voting and dispositive power with respect to the shares held in the Christopher Trust. Tony Aquila, by /s/ Ron A. Metzger, Attorney-in-Fact 2023-10-03