0001209191-20-065584.txt : 20201230
0001209191-20-065584.hdr.sgml : 20201230
20201230184159
ACCESSION NUMBER: 0001209191-20-065584
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201221
FILED AS OF DATE: 20201230
DATE AS OF CHANGE: 20201230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aquila Tony
CENTRAL INDEX KEY: 0001399053
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 201427068
MAIL ADDRESS:
STREET 1: 7 VILLAGE CIRCLE
STREET 2: SUITE 350
CITY: WESTLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Canoo Inc.
CENTRAL INDEX KEY: 0001750153
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 831476189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
BUSINESS PHONE: (424) 271-2144
MAIL ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
FORMER COMPANY:
FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp IV
DATE OF NAME CHANGE: 20180814
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2020-12-21
2020-12-22
0
0001750153
Canoo Inc.
GOEV
0001399053
Aquila Tony
C/O CANOO INC.
19951 MARINER AVE.
TORRANCE
CA
90503
1
1
0
0
Executive Chairman
Common Stock
2020-12-21
4
A
0
8859387
A
8859387
I
By LLC
Common Stock
2020-12-21
4
A
0
3500000
10.00
A
12359387
I
By LLC
Common Stock
2020-12-21
4
A
0
1003828
A
1038828
D
Received pursuant to the Merger Agreement and Plan of Reorganization, dated as of August 17, 2020, by and among Hennessy Capital Acquisition Corp. IV ("Hennessy Capital"), HCAC IV First Merger Sub, Ltd., a direct, wholly-owned subsidiary of Hennessy Capital ("First Merger Sub"), HCAC IV Second Merger Sub, LLC, a direct, wholly-owned subsidiary of Hennessy Capital ("Second Merger Sub"), and Canoo Holdings Ltd. ("Legacy Canoo") pursuant to which, through a series of mergers between Legacy Canoo, First Merger Sub, and Second Merger Sub,
Legacy Canoo became a direct, wholly-owned subsidiary of Hennessy Capital, which subsequently changed its name to Canoo Inc. (the "Issuer"). The transactions contemplated by the Merger Agreement are referred to herein as the "Business Combination."
Shares are held directly by AFV Partners SPV-4 LLC ("AFV 4"). Reporting Person is the Chairman and CEO of AFV Partners LLC which exercises ultimate voting and investment power with respect to the shares held by AFV 4. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4 except to the extent of his pecuniary interest therein.
As previously disclosed, on August 17, 2020, the Issuer entered into subscription agreements (the "Subscription Agreements") with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination, an aggregate of $323,250,000,000 of the Issuer's shares of Common Stock at a price of $10.00 per share, or an aggregate of 32,325,000 shares of Common Stock. AFV 4 is among the PIPE Investors.
Includes 1,003,828 shares subject to Restricted Stock Units that vest through October 19, 2023.
This Amendment to Form 4 is being filed solely to correct the direct holdings of Reporting Person.
Tony Aquila, by /s/ Ron A. Metzger, Attorney-in-Fact
2020-12-30