0001712184-20-000308.txt : 20201005
0001712184-20-000308.hdr.sgml : 20201005
20201005173134
ACCESSION NUMBER: 0001712184-20-000308
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201001
FILED AS OF DATE: 20201005
DATE AS OF CHANGE: 20201005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nair Balan
CENTRAL INDEX KEY: 0001398905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38335
FILM NUMBER: 201224651
MAIL ADDRESS:
STREET 1: 901 EXPLORER BOULEVARD
CITY: HUNTSVILLE
STATE: AL
ZIP: 35806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Latin America Ltd.
CENTRAL INDEX KEY: 0001712184
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 WEWATTA STREET
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-220-6600
MAIL ADDRESS:
STREET 1: 1550 WEWATTA STREET
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: LatAm Splitco Ltd.
DATE OF NAME CHANGE: 20170718
4
1
wf-form4_160193348066161.xml
FORM 4
X0306
4
2020-10-01
0
0001712184
Liberty Latin America Ltd.
LILA
0001398905
Nair Balan
1550 WEWATTA STREET
SUITE 710
DENVER
CO
80202
1
1
0
0
President and CEO
Class A Common Shares
2020-10-01
4
M
0
30620
A
294647
D
Class A Common Shares
2020-10-01
4
F
0
13467
8.82
D
281180
D
Class C Common Shares
2020-10-01
4
M
0
58949
A
563682
D
Class C Common Shares
2020-10-01
4
F
0
25926
8.73
D
537756
D
Class C Common Shares
2020-10-05
4
M
0
64005
A
601761
D
Class C Common Shares
2020-10-05
4
F
0
28150
8.84
D
573611
D
Class C Common Shares
4937
I
By 401(k) Plan
Class C Common Shares
1139
I
By Liberty Global 401(k) Plan
Restricted Share Units A
2020-10-01
4
M
0
30620
D
Class A Common Shares
30620.0
0
D
Restricted Share Units C
2020-10-01
4
M
0
58949
D
Class C Common Shares
58949.0
0
D
Restricted Share Units C
2020-10-01
4
A
0
64005
0
A
2020-10-05
2020-10-05
Class C Common Shares
64005.0
64005
D
Restricted Share Units C
2020-10-05
4
M
0
64005
D
2020-10-05
2020-10-05
Class C Common Shares
64005.0
0
D
Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.
The Restricted Share Units vest in two equal semi-annual installments on April 1, 2020 and October 1, 2020.
2,291 shares subject to an RSU that could only be settled in shares were voluntarily forfeited by the Reporting Person prior to the vesting of such RSUs on October 1, 2020.
In connection with the Issuer's recently completed rights offering to purchase Class C common shares (LILAK), holders of outstanding share appreciation rights (SARs) to acquire shares of Class A common shares (LILA) or LILAK and holders of outstanding restricted share units (RSUs) or performance-based RSUs relating to shares of LILA or LILAK received a new grant of RSUs relating to shares of LILAK to compensate for the diminution in value associated with the common shares underlying their outstanding SARs, RSUs and performance-based RSUs. These grants of RSUs were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
The number of RSUs was determined based, in part, on the volume-weighted average trading price of both LILAK shares and the subscription rights to purchase LILAK shares over the trading days occurring during the subscription period for the rights offering, beginning on and including September 11, 2020 and ending on and including September 25, 2020.
The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.
/s/ John M. Winter, Attorney-in-Fact
2020-10-05