0001127602-15-028416.txt : 20151002 0001127602-15-028416.hdr.sgml : 20151002 20151002170649 ACCESSION NUMBER: 0001127602-15-028416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151002 DATE AS OF CHANGE: 20151002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global plc CENTRAL INDEX KEY: 0001570585 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 981089808 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 161 HAMMERSMITH ROAD CITY: HAMMERSMITH STATE: X0 ZIP: W6 8BS BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Global Corp Ltd DATE OF NAME CHANGE: 20130227 FORMER COMPANY: FORMER CONFORMED NAME: Lynx Europe Ltd. DATE OF NAME CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nair Balan CENTRAL INDEX KEY: 0001398905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35961 FILM NUMBER: 151141230 MAIL ADDRESS: STREET 1: 901 EXPLORER BOULEVARD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-09-30 0001570585 Liberty Global plc LBTY 0001398905 Nair Balan 161 HAMMERSMITH ROAD LONDON X0 UNITED KINGDOM 1 EVP & CTO Liberty Global Class A 2015-09-30 4 M 0 9701 A 75814 D Liberty Global Class A 2015-09-30 4 F 0 4520 42.94 D 71294 D Liberty Global Class C 2015-09-30 4 M 0 29103 A 303153 D Liberty Global Class C 2015-09-30 4 F 0 13560 41.02 D 289593 D LiLAC Class A 2015-09-30 4 M 0 485 A 3789 D LiLAC Class A 2015-09-30 4 F 0 227 33.69 D 3562 D LiLAC Class C 2015-09-30 4 M 0 1455 A 14907 D LiLAC Class C 2015-09-30 4 F 0 681 34.24 D 14226 D Liberty Global Class C 6284 I By 401(k) Plan LiLAC Class C 314 I By 401(k) Plan Liberty Global Restricted Share Units A 2015-09-30 4 M 0 9701 D Liberty Global Class A 9701 0 D Liberty Global Restricted Share Units C 2015-09-30 4 M 0 29103 D Liberty Global Class C 29103 0 D LiLAC Restricted Share Units A 2015-09-30 4 M 0 485 D LiLAC Class A 485 0 D LiLAC Restricted Share Units C 2015-09-30 4 M 0 1455 D LiLAC Class C 1455 0 D Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer's Latin America and Caribbean (LiLAC) ordinary share for every twenty shares of that Class of Issuer's ordinary shares held by such holder as of the distribution record date. As a result, the Reporting Person received LiLAC Class A ordinary shares and LiLAC Class C ordinary shares. The Reporting Person received 79 shares contributed by Issuer under its 401(k) Plan as of June 30, 2015. The Restricted Share Units vest in two equal semi-annual installments on March 31, 2015 and September 30, 2015. The Restricted Share Units vest on September 30, 2015. The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively. Balan Nair 2015-10-02