UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 |
SEC FILE NUMBER 001-38868
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FORM 12b –25
NOTIFICATION OF LATE FILING |
CUSIP NUMBER 29413Q201
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Check One:
¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR
For Period Ended: March 31, 2021 | ||
¨ | Transition Report on Form 10-K | |
¨ | Transition Report on Form 20-F | |
¨ | Transition Report on Form 11-K | |
¨ | Transition Report on Form 10-Q | |
For the Transition Period Ended: __________________________ |
If the notification relates to a portion of the filing check above, identify the Item(s) to which the notification relates:
PART I -- REGISTRANT INFORMATION
Beam Global, Inc.
Full Name of Registrant
Former Name if Applicable
5660 Eastgate Drive
Address of Principal Executive Office (Street and Number)
San Diego, CA 92121
City, State and Zip Code
PART II -- RULES 12b - 25(b) and (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b - 25(b), the following should be completed. (Check box if appropriate.)
(a) | The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort expense; | |
x | (b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CEN or Form N-CSR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or subject distribution report on Form 10-D, or a portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and |
¨ | (c) | The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III – NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-CEN, N-CSR, or the transition report or portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.)
Beam Global (the “Registrant” or the “Company”) is filing this Notification of Late Filing on Form 12b-25 with respect to its Quarterly Report on Form 10-Q for the three months ended March 31, 2021 (the “Form 10-Q”) because it needs additional time to review and prepare certain information and complete its review of its financial statements and other disclosures in the Form 10-Q as a result of its transition to a new independent registered public accounting firm. The Company anticipates that it will file its Form 10-Q as soon as reasonably possible and within the 5-day grace period provided by Rule 12b-25 of the Securities Exchange Act of 1934, as amended.
PART IV – OTHER INFORMATION
(1) | Name and telephone number of person to contact in regard to this notification | |||||
Katherine McDermott |
(949) |
939-0615 | ||||
(Name) | (Area Code) | (Telephone Number) | ||||
(2) |
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required to file such reports) been filed? If answer is no, identify report(s).
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x Yes o No | ||||
(3) | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? | o Yes x No | ||||
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. | ||||||
Beam Global, Inc.
(Name of Registrant as specified in its charter)
has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.
Date: May 17, 2021 | By: /s/ KATHERINE MCDERMOTT |
Katherine McDermott | |
Chief Financial Officer |