0001065949-14-000052.txt : 20140214 0001065949-14-000052.hdr.sgml : 20140214 20140214164256 ACCESSION NUMBER: 0001065949-14-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140207 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Envision Solar International, Inc. CENTRAL INDEX KEY: 0001398805 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 208457250 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7675 DAGGET STREET STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92111 BUSINESS PHONE: 858-799-4583 MAIL ADDRESS: STREET 1: 7675 DAGGET STREET STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92111 FORMER COMPANY: FORMER CONFORMED NAME: Casita Enterprises, Inc. DATE OF NAME CHANGE: 20070508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTER JAY S CENTRAL INDEX KEY: 0001349617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53204 FILM NUMBER: 14617754 MAIL ADDRESS: STREET 1: 10509 VISTA SORRENTO PKWY STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-02-07 0 0001398805 Envision Solar International, Inc. EVSI 0001349617 POTTER JAY S 7675 DAGGET STREET, SUITE 150 SAN DIEGO CA 92111 1 0 0 0 Stock Option 0.17 2013-02-07 4 A 0 200000 0 A 2014-02-07 2024-02-06 Common Stock 200000 1782143 D Stock Warrant 0.29 2012-03-22 4 A 0 62069 0 A 2012-03-22 2017-03-21 Warrant 62069 1844212 I the Jay and Kimberly Family trust as executor Stock Warrant 0.275 2012-06-11 4 A 0 132300 0 A 2012-06-11 2017-06-10 Warrant 132300 1976512 I the Jay and Kimberly Family trust as executor Mr. Potter received 200,000 options to purchase the company's common stock for his service as a director of the company. These options are for the 2013 calendar year of service and will vest immediately. Mr. Potter was allocated (transferred) ownership rights in February 2014 to warrants originally issued to our securities broker as commissions for an earlier private offering and for which Mr. Potter was an agent. These warrants are in the name of the Jay and Kimberly Family trust for which Mr. Potter is executor. Mr. Potter was allocated (transferred) ownership rights in February 2014 to warrants originally issued to our securities broker as commissions for an earlier private offering and for which Mr. Potter was an agent. These warrants are in the name of the Jay and Kimberly Family trust for which Mr. Potter is executor. /s/ Jay S. Potter 2014-02-14