0001144204-15-043288.txt : 20150720
0001144204-15-043288.hdr.sgml : 20150720
20150720164249
ACCESSION NUMBER: 0001144204-15-043288
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150708
FILED AS OF DATE: 20150720
DATE AS OF CHANGE: 20150720
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Point.360
CENTRAL INDEX KEY: 0001398797
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2701 MEDIA CENTER DRIVE
CITY: LOS ANGELES
STATE: CA
ZIP: 90065
BUSINESS PHONE: 818-565-1400
MAIL ADDRESS:
STREET 1: 2701 MEDIA CENTER DRIVE
CITY: LOS ANGELES
STATE: CA
ZIP: 90065
FORMER COMPANY:
FORMER CONFORMED NAME: New 360
DATE OF NAME CHANGE: 20070507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Medley Opportunity Fund II LP
CENTRAL INDEX KEY: 0001525228
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33468
FILM NUMBER: 15996184
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE, SUITE 3304
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: (212) 759-0777
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, SUITE 3304
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Medley Capital Corp
CENTRAL INDEX KEY: 0001490349
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33468
FILM NUMBER: 15996185
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE
STREET 2: SUITE 3304
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE
STREET 2: SUITE 3304
CITY: NEW YORK
STATE: NY
ZIP: 10152
FORMER NAME:
FORMER CONFORMED NAME: Medley Capital BDC LLC
DATE OF NAME CHANGE: 20100426
3
1
v415785_form3.xml
OWNERSHIP DOCUMENT
X0206
3
2015-07-08
0
0001398797
Point.360
PTSX
0001490349
Medley Capital Corp
375 PARK AVE., SUITE 3304
NEW YORK
NY
10152
0
0
1
1
See Remarks
0001525228
Medley Opportunity Fund II LP
375 PARK AVE., SUITE 3304
NEW YORK
NY
10152
0
0
1
1
See Remarks
Common Stock, no par value
479283
D
Common Stock, no par value
1018476
D
Warrants (right to buy)
0.75
2015-07-08
2020-07-07
Common Stock, no par value
351713
D
Warrants (right to buy)
0.75
2015-07-08
2020-07-07
Common Stock, no par value
747391
D
These shares of Common Stock are held by Medley Capital Corporation.
These shares of Common Stock are held by Medley Opportunity Fund II LP. Medley Opportunity Fund II LP may be deemed to be a ten percent owner of the Issuer.
These warrants are held by Medley Capital Corporation.
These warrants are held by Medley Opportunity Fund II LP.
Medley Capital Corporation ("MCC") may be deemed to be a member of a "group" with Medley Opportunity Fund II LP ("MOF II") for purposes of Section 13(d) of the Exchange Act. The reporting persons expressly disclaim the existence of a group, as well as beneficial ownership of the shares of common stock held by the other reporting person. MCC is externally managed by MCC Advisors LLC ("MCC Advisors"). Medley LLC is the holding company for MCC Advisors. MOF II GP LLC is the general partner of MOF II and MOF II Management LLC is the investment adviser for MOF II. MOF II Management LLC is controlled by Medley LLC. MOF II GP LLC is controlled by Medley GP Holdings LLC, a wholly-owned subsidiary of Medley LLC (together with MCC Advisors, MOF II GP LLC, MOF II Management LLC and Medley LLC, the "Medley Management Entities"). Medley LLC is controlled by Brook Taube, Seth Taube, and Jeff Tonkel (the "Principals"). Each of the Principals and the Medley Management Entities expressly disclaim beneficial ownership of the securities held by the reporting persons except with respect to any pecuniary interest therein.
/s/ Brook Taube, as Chief Executive Officer of Medley Capital Corporation
2015-07-20
/s/ Brook Taube, as Manager for MOF II Management LLC, the attorney-in-fact for Medley Opportunity Fund II LP
2015-07-20