0001144204-15-043288.txt : 20150720 0001144204-15-043288.hdr.sgml : 20150720 20150720164249 ACCESSION NUMBER: 0001144204-15-043288 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150708 FILED AS OF DATE: 20150720 DATE AS OF CHANGE: 20150720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Point.360 CENTRAL INDEX KEY: 0001398797 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2701 MEDIA CENTER DRIVE CITY: LOS ANGELES STATE: CA ZIP: 90065 BUSINESS PHONE: 818-565-1400 MAIL ADDRESS: STREET 1: 2701 MEDIA CENTER DRIVE CITY: LOS ANGELES STATE: CA ZIP: 90065 FORMER COMPANY: FORMER CONFORMED NAME: New 360 DATE OF NAME CHANGE: 20070507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Medley Opportunity Fund II LP CENTRAL INDEX KEY: 0001525228 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33468 FILM NUMBER: 15996184 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: (212) 759-0777 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Medley Capital Corp CENTRAL INDEX KEY: 0001490349 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33468 FILM NUMBER: 15996185 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER NAME: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 3 1 v415785_form3.xml OWNERSHIP DOCUMENT X0206 3 2015-07-08 0 0001398797 Point.360 PTSX 0001490349 Medley Capital Corp 375 PARK AVE., SUITE 3304 NEW YORK NY 10152 0 0 1 1 See Remarks 0001525228 Medley Opportunity Fund II LP 375 PARK AVE., SUITE 3304 NEW YORK NY 10152 0 0 1 1 See Remarks Common Stock, no par value 479283 D Common Stock, no par value 1018476 D Warrants (right to buy) 0.75 2015-07-08 2020-07-07 Common Stock, no par value 351713 D Warrants (right to buy) 0.75 2015-07-08 2020-07-07 Common Stock, no par value 747391 D These shares of Common Stock are held by Medley Capital Corporation. These shares of Common Stock are held by Medley Opportunity Fund II LP. Medley Opportunity Fund II LP may be deemed to be a ten percent owner of the Issuer. These warrants are held by Medley Capital Corporation. These warrants are held by Medley Opportunity Fund II LP. Medley Capital Corporation ("MCC") may be deemed to be a member of a "group" with Medley Opportunity Fund II LP ("MOF II") for purposes of Section 13(d) of the Exchange Act. The reporting persons expressly disclaim the existence of a group, as well as beneficial ownership of the shares of common stock held by the other reporting person. MCC is externally managed by MCC Advisors LLC ("MCC Advisors"). Medley LLC is the holding company for MCC Advisors. MOF II GP LLC is the general partner of MOF II and MOF II Management LLC is the investment adviser for MOF II. MOF II Management LLC is controlled by Medley LLC. MOF II GP LLC is controlled by Medley GP Holdings LLC, a wholly-owned subsidiary of Medley LLC (together with MCC Advisors, MOF II GP LLC, MOF II Management LLC and Medley LLC, the "Medley Management Entities"). Medley LLC is controlled by Brook Taube, Seth Taube, and Jeff Tonkel (the "Principals"). Each of the Principals and the Medley Management Entities expressly disclaim beneficial ownership of the securities held by the reporting persons except with respect to any pecuniary interest therein. /s/ Brook Taube, as Chief Executive Officer of Medley Capital Corporation 2015-07-20 /s/ Brook Taube, as Manager for MOF II Management LLC, the attorney-in-fact for Medley Opportunity Fund II LP 2015-07-20