0001628280-22-016871.txt : 20220610
0001628280-22-016871.hdr.sgml : 20220610
20220610172602
ACCESSION NUMBER: 0001628280-22-016871
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220608
FILED AS OF DATE: 20220610
DATE AS OF CHANGE: 20220610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRAENDER LORI J
CENTRAL INDEX KEY: 0001752955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38599
FILM NUMBER: 221009976
MAIL ADDRESS:
STREET 1: 30 TECHNOLOGY DRIVE
CITY: WARREN
STATE: NJ
ZIP: 07059
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aquestive Therapeutics, Inc.
CENTRAL INDEX KEY: 0001398733
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 208623253
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 TECHNOLOGY DRIVE
CITY: WARREN
STATE: NJ
ZIP: 07059
BUSINESS PHONE: 908-941-1900
MAIL ADDRESS:
STREET 1: 30 TECHNOLOGY DRIVE
CITY: WARREN
STATE: NJ
ZIP: 07059
FORMER COMPANY:
FORMER CONFORMED NAME: MonoSol Rx, Inc.
DATE OF NAME CHANGE: 20070507
4
1
wf-form4_165489634971386.xml
FORM 4
X0306
4
2022-06-08
0
0001398733
Aquestive Therapeutics, Inc.
AQST
0001752955
BRAENDER LORI J
C/O AQUESTIVE THERAPEUTICS, INC.,
30 TECHNOLOGY DRIVE
WARREN
NJ
07059
0
1
0
0
General Counsel
Common Stock
2022-06-08
4
P
0
13761
0.96
A
38761
D
Warrant (Right to Buy)
0.96
2022-06-08
4
P
0
13761
0.13
A
2022-12-08
2027-06-08
Common Stock
13761.0
13761
D
Each share of common stock sold to the Reporting Person was sold together with one warrant to purchase one share of common stock at a price per share of $1.09 per share and warrant, of which the price per share of common stock was deemed to be $0.96 and the price per warrant was deemed to be $0.13.
/s/ Lori J. Braender
2022-06-10