0001698530-20-000020.txt : 20200316
0001698530-20-000020.hdr.sgml : 20200316
20200316084643
ACCESSION NUMBER: 0001698530-20-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200312
FILED AS OF DATE: 20200316
DATE AS OF CHANGE: 20200316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SNYDER DAVID S
CENTRAL INDEX KEY: 0001398625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39011
FILM NUMBER: 20715422
MAIL ADDRESS:
STREET 1: ONE SCIENCE COURT
CITY: MADISON
STATE: WI
ZIP: 53711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXICURE, INC.
CENTRAL INDEX KEY: 0001698530
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 815333008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8045 LAMON AVE, SUITE 410
CITY: SKOKIE
STATE: IL
ZIP: 60077
BUSINESS PHONE: 847-673-1700
MAIL ADDRESS:
STREET 1: 8045 LAMON AVE, SUITE 410
CITY: SKOKIE
STATE: IL
ZIP: 60077
FORMER COMPANY:
FORMER CONFORMED NAME: Max-1 Acquisition Corp
DATE OF NAME CHANGE: 20170221
4
1
wf-form4_158436278626721.xml
FORM 4
X0306
4
2020-03-12
0
0001698530
EXICURE, INC.
XCUR
0001398625
SNYDER DAVID S
C/O EXICURE, INC.
8045 LAMON AVENUE, SUITE 410
SKOKIE
IL
60077
0
1
0
0
Chief Financial Officer
Common Stock
2020-03-12
4
P
0
18248
1.4024
A
18248
D
Employee Stock Option (right to buy)
1.19
2020-03-13
4
A
0
230200
0
A
2030-03-12
Common Stock
230200.0
230200
D
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.3650 to $1.43, inclusive. The reporting person undertakes to provide to Exicure, Inc., any security holder of Exicure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
This option vests in 48 substantially equal monthly installments from March 13, 2020, subject to the Reporting Person's continued service with the Issuer and certain change of control provisions.
/s/ David Snyder
2020-03-16