0001144204-13-029880.txt : 20130516 0001144204-13-029880.hdr.sgml : 20130516 20130516143935 ACCESSION NUMBER: 0001144204-13-029880 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 GROUP MEMBERS: WU ZISHEN GROUP MEMBERS: ZHONG XINGMEI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Yongye International, Inc. CENTRAL INDEX KEY: 0001398551 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 208051010 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84050 FILM NUMBER: 13850738 BUSINESS ADDRESS: STREET 1: 6TH FLR, STE 608 XUE YUAN INT'L TOWER STREET 2: NO. 1 ZHICHUN ROAD,HAIDIAN DISTRICT, CITY: BEIJING, STATE: F4 ZIP: 000000 BUSINESS PHONE: 86-10-8232-8866 MAIL ADDRESS: STREET 1: 6TH FLR, STE 608 XUE YUAN INT'L TOWER STREET 2: NO. 1 ZHICHUN ROAD,HAIDIAN DISTRICT, CITY: BEIJING, STATE: F4 ZIP: 000000 FORMER COMPANY: FORMER CONFORMED NAME: Yongye Biotechnology International, Inc. DATE OF NAME CHANGE: 20080415 FORMER COMPANY: FORMER CONFORMED NAME: Golden Tan, Inc DATE OF NAME CHANGE: 20070504 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Full Alliance International LTD CENTRAL INDEX KEY: 0001437689 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: RM 1701, WING TUCK COMMERCIAL CENTRE STREET 2: 183 WING LOK STREET CITY: SHEUNG WAN STATE: K3 ZIP: 00000 BUSINESS PHONE: 63869886 MAIL ADDRESS: STREET 1: RM 1701, WING TUCK COMMERCIAL CENTRE STREET 2: 183 WING LOK STREET CITY: SHEUNG WAN STATE: K3 ZIP: 00000 SC 13D/A 1 v345434_sc13d-a.htm AMENDMENT NO. 2 TO SCHEDULE 13D

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13D

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

 

Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a)

 

YONGYE INTERNATIONAL, INC. 

(Name of Issuer)

 

Common Stock, par value US$0.001 per share

(Title of Class of Securities)

 

98607B106

(CUSIP Number)

 

Zhong Xingmei

Full Alliance International Limited

Room 1701, Wing Tuck Commercial Centre,

183 Wing Lok Street

Sheung Wan, Hong Kong

+(852) 2572 3986

 

Wu Zishen

c/o Yongye International, Inc.

Suite 608, Xue Yuan International Tower,

No. 1 Zhichun Road, Haidian District

Beijing, People’s Republic of China

+(86) 10 8232 8866

 

With a copy to:

 

Peter X. Huang

Skadden, Arps, Slate, Meagher & Flom LLP

30th Floor, China World Office 2

No. 1, Jianguomenwai Avenue

Beijing 100004, People’s Republic of China

+(86) 10 6535-5599

 

 

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

May 15, 2013

(Date of Event Which Requires Filing of this Statement)

 

 
 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 2 of 7
 

 

 

CUSIP No. 98607B106  
     
1.

NAME OF REPORTING PERSON:

 

Full Alliance International Limited 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨
(b) x 

3.

SEC USE ONLY

  

 

4.

SOURCE OF FUNDS

 

BK, OO 

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨
6.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

British Virgin Islands 

NUMBER OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON

WITH
7.

SOLE VOTING POWER

 

7,657,704 

8.

SHARED VOTING POWER

 

9.

SOLE DISPOSITIVE POWER

 

7,657,704

10.

SHARED DISPOSITIVE POWER

 

11.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

7,657,704 

12.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

x1

13.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

15.1%2

14.

TYPE OF REPORTING PERSON

 

CO 

           

 

 

1 Excludes 1,155,000 shares of Common Stock beneficially owned by Mr. Wu, 6,858,136 shares of Common Stock beneficially owned by Morgan Stanley, and 20,000 shares of Common Stock beneficially owned by Abax.

 

2 Percentage calculated based on 50,685,216 shares of Common Stock outstanding as of May 7, 2013, as set forth in the Issuer’s Form 10-Q dated May 10, 2013.

 

 

Page 3 of 7
 

 

CUSIP No. 98607B106  
     
1.

NAME OF REPORTING PERSON:

 

Zhong Xingmei 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨
(b) x

3.

SEC USE ONLY

  

 

4.

SOURCE OF FUNDS

 

BK, OO 

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨
6.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Canada 

NUMBER OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON

WITH
7.

SOLE VOTING POWER

 

8.

SHARED VOTING POWER

 

7,657,704 

9.

SOLE DISPOSITIVE POWER

 

0

10.

SHARED DISPOSITIVE POWER

 

7,657,704 

11.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

7,657,704

12.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

x1 

13.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

15.1%2

14.

TYPE OF REPORTING PERSON

 

IN 

         

 

1 Excludes 1,155,000 shares of Common Stock beneficially owned by Mr. Wu, 6,858,136 shares of Common Stock beneficially owned by Morgan Stanley, and 20,000 shares of Common Stock beneficially owned by Abax.

 

2 Percentage calculated based on 50,685,216 shares of Common Stock outstanding as of May 7, 2013, as set forth in the Issuer’s Form 10-Q dated May 10, 2013.

 

Page 4 of 7
 

 

CUSIP No. 98607B106  
     
1.

NAME OF REPORTING PERSON:

 

Wu Zishen 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨
(b) x

3.

SEC USE ONLY

 

  

4.

SOURCE OF FUNDS

 

BK, PF, OO 

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): ¨
6.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

People’s Republic of China 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
7.

SOLE VOTING POWER

 

1,155,000 

8.

SHARED VOTING POWER

 

9.

SOLE DISPOSITIVE POWER

 

1,155,000

10.

SHARED DISPOSITIVE POWER

 

11.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,155,000 

12.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES

 

x1 

13.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

2.3%2

14.

TYPE OF REPORTING PERSON

 

IN 

         

 

1 Excludes 7,657,704 shares of Common Stock beneficially owned by Full Alliance and Ms. Zhong, 6,858,136 shares of Common Stock beneficially owned by Morgan Stanley, and 20,000 shares of Common Stock beneficially owned by Abax.

 

2 Percentage calculated based on 50,685,216 shares of Common Stock outstanding as of May 7, 2013, as set forth in the Issuer’s Form 10-Q dated May 10, 2013.

 

Page 5 of 7
 

 

This amendment No. 2 (“Amendment No. 2”) relates to the common stock, par value $0.001 per share (the “Company Common Stock”), of Yongye International, Inc., a Nevada corporation (the “Company” or the “Issuer”).  This Amendment No. 2 is being filed jointly by Full Alliance International Limited (“Full Alliance”), Zhong Xingmei (“Ms. Zhong”), and Wu Zishen (“Mr. Wu,” together with Full Alliance and Ms. Zhong, the “Reporting Persons”) to amend and supplement the Items set forth below of the Reporting Persons’ Schedule 13D previously filed with the Securities and Exchange Commission (the “SEC”) on October 16, 2012 (as amended by the amendment No. 1 to the Schedule 13D filed on December 28, 2012, the “Schedule 13D”). Except as provided herein, this Amendment No. 2 does not modify any of the information previously reported on the Schedule 13D. 

 

ITEM 3.SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

 

Item 3 of the Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:

 

On April 1, 2013, Abax HK extended the expiration date of the Mezzanine Commitment Letter to April 15, 2013. On April 16, 2013, Abax HK further extended the expiration date to May 15, 2013. In light of the suspension of the trading of the Company Common Stock by NASDAQ Stock Market, on May 15, 2013 Abax HK delivered a letter to Full Alliance (the “Abax Letter”), indicating its continuing interest in pursuing the proposed going private transaction relating to the Issuer as described in the Proposal Letter, and its intention to re-engage in the going private transaction as soon as the trading suspension is lifted.

 

ITEM 6.CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER

 

Item 6 of the Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:

 

On May 15, 2013, Full Alliance received the Abax Letter from Abax HK.

 

The descriptions in Item 3 herein of the agreement listed in this Item 6 are incorporated herein by reference.

 

ITEM 7.MATERIAL TO BE FILED AS EXHIBITS.

 

Exhibit 7.01:Joint Filing Agreement by and among the Reporting Persons, dated as of October 15, 2012 (incorporated by reference to Exhibit 7.01 of the Schedule 13D filed by the Reporting Persons on October 16, 2012).

 

  

Page 6 of 7
 

 

 

 SIGNATURE 

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

 

  Dated:  May 16, 2013
   
  /s/ Zhong Xingmei
  ZHONG XINGMEI
   
   
  FULL ALLIANCE INTERNATIONAL LIMITED
     
  By:   /s/ Zhong Xingmei
  Name: ZHONG XINGMEI
  Title: Director
   
   
  /s/ Wu Zishen
  WU ZISHEN

 

 

 

Page 7 of 7