0001428875-16-000260.txt : 20161115 0001428875-16-000260.hdr.sgml : 20161115 20161115165708 ACCESSION NUMBER: 0001428875-16-000260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161111 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVICEMASTER GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001428875 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 860 RIDGE LAKE BOULEVARD CITY: MEMPHIS STATE: TN ZIP: 38120 BUSINESS PHONE: 901-597-1400 MAIL ADDRESS: STREET 1: 860 RIDGE LAKE BOULEVARD CITY: MEMPHIS STATE: TN ZIP: 38120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucke James T CENTRAL INDEX KEY: 0001398478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36507 FILM NUMBER: 162000351 MAIL ADDRESS: STREET 1: 860 RIDGE LAKE BLVD CITY: MEMPHIS STATE: TN ZIP: 38120 4 1 certent-form4.xml PRIMARY DOCUMENT X0306 4 2016-11-11 0001428875 SERVICEMASTER GLOBAL HOLDINGS INC SERV 0001398478 Lucke James T 860 RIDGE LAKE BLVD MEMPHIS TN 38120 0 1 0 0 SVP, General Counsel & Sec. Common Stock 2016-11-11 4 M 0 14583 A 19583 D Common Stock 2016-11-11 4 F 0 6123 35.4010 D 13460 D Common Stock 2016-11-11 4 S 0 4230 36 D 9230 D Restricted Stock Units 2016-11-11 4 M 0 14583 0 D Common Stock 14583 0 D Restricted stock units convert into common stock on a one for one basis due to vesting on November 11, 2016. The reporting person is reporting the sale of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of the shares. The price in Table 1, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.39-$35.42, inclusive. The reporting person undertakes to provide ServiceMaster, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Each unit is the economic equivalent of one share of the Company's common stock. The restricted units were granted on November 11, 2013, and vested and settled in three equal installments on the first three anniversaries of the grant date. Dirk R. Gardner, Attorney In Fact for James T. Lucke 2016-11-15