-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AApstGVkg6hUnfNy1DMSse/FpIUZaDmBUzs5nQnMphUQ3OuwNMuxbLjdXSVD41KE 482mgGAxqrkrgjRogu9qjA== 0000898432-10-000532.txt : 20100412 0000898432-10-000532.hdr.sgml : 20100412 20100412102147 ACCESSION NUMBER: 0000898432-10-000532 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20100412 DATE AS OF CHANGE: 20100412 EFFECTIVENESS DATE: 20100412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC CENTRAL INDEX KEY: 0001398259 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-102591 FILM NUMBER: 10744075 BUSINESS ADDRESS: STREET 1: 401 S TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: 401 S TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 FORMER COMPANY: FORMER CONFORMED NAME: Aurora Global Opportunities II ASW Fund, a Series of Alternative Strategies Platform, LLC DATE OF NAME CHANGE: 20090805 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITITES II ASW FUND, a Series of Alternative Strategies Platform, LLC DATE OF NAME CHANGE: 20090805 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITITES II ASW FUND DATE OF NAME CHANGE: 20070502 D/A 1 primary_doc.xml X0704 D/A LIVE 0001398259 Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC 401 S TRYON ST TH3 CHARLOTTE NC NORTH CAROLINA 28288 704-383-6369 DELAWARE None Aurora Global Opportunities II ASW Fund, a Series of Alternative Strategies Platform, LLC AURORA GLOBAL OPPORTUNITITES II ASW FUND, a Series of Alternative Strategies Platform, LLC AURORA GLOBAL OPPORTUNITITES II ASW FUND Limited Liability Company true 2005 N/A Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288-1157 Promoter Managing Member of the Issuer Adam I. Taback c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28288 Director Executive Officer President and Director of the Managing Member Britta Perkio Patterson c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28288 Director Executive Officer Chief Administrative Officer and Director of the Managing Member Michael H. Koonce c/o Evergreen Investment Mgmt. Co., LLC 200 Berkley Street Boston MA MASSACHUSETTS 02116 Executive Officer Executive Officer of the Managing Member Sheelpa P. Brown c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288 Executive Officer Chief Compliance Officer of the Managing Member Yukari Nakano c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Chief Operating Officer of the Managing Member Lloyd Lipsett c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Senior Vice President and Secretary of the Managing Member Dean A. Junkans c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288-1157 Director Director of the Managing Member Phil Bancroft c/o Alternative Strategies Group, Inc. 401 S.Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288-1157 Executive Officer Chief Financial Officer and Treasurer of the Managing Member Rob Coltrin c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288-1157 Executive Officer Executive Officer of the Managing Member Anil Kumar c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Executive Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-07-022426 2006-11-01 true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States Indefinite 49654159 Indefinite false 149 1500000 true 0 true 0 true false Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC /s/ Anil Kumar Anil Kumar Vice President of the Managing Member of the Issuer 2010-03-30 -----END PRIVACY-ENHANCED MESSAGE-----