0001209191-21-055458.txt : 20210910 0001209191-21-055458.hdr.sgml : 20210910 20210910163308 ACCESSION NUMBER: 0001209191-21-055458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210908 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rochester Ralph Geof CENTRAL INDEX KEY: 0001398193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39288 FILM NUMBER: 211247417 MAIL ADDRESS: STREET 1: C/O APPHARVEST, INC. STREET 2: 500 APPALACHIAN WAY CITY: MOREHEAD STATE: KY ZIP: 40351 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AppHarvest, Inc. CENTRAL INDEX KEY: 0001807707 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 845042965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 APPALACHIAN WAY CITY: MOREHEAD STATE: KY ZIP: 40351 BUSINESS PHONE: (606) 653-6100 MAIL ADDRESS: STREET 1: 500 APPALACHIAN WAY CITY: MOREHEAD STATE: KY ZIP: 40351 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp DATE OF NAME CHANGE: 20200325 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-08 0 0001807707 AppHarvest, Inc. APPH 0001398193 Rochester Ralph Geof C/O APPHARVEST, INC. 500 APPALACHIAN WAY MOREHEAD KY 40351 1 0 0 0 Common Stock 2021-09-08 4 A 0 2033 0.00 A 131057 D Represents a restricted stock unit ("RSU") award. The RSUs vest in full on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") (or the date immediately preceding the date of the Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting as a result of the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. /s/ Loren Eggleton, Attorney-in-Fact 2021-09-10