0001104659-18-050542.txt : 20180808 0001104659-18-050542.hdr.sgml : 20180808 20180808165502 ACCESSION NUMBER: 0001104659-18-050542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20180806 FILED AS OF DATE: 20180808 DATE AS OF CHANGE: 20180808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings GP, LLC CENTRAL INDEX KEY: 0001449433 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36253 FILM NUMBER: 181002126 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APOLLO INVESTMENT FUND VII L P CENTRAL INDEX KEY: 0001412540 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36253 FILM NUMBER: 181002127 BUSINESS ADDRESS: STREET 1: Two manhattanville CITY: Purchase STATE: NY ZIP: 10577 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: Two manhattanville CITY: Purchase STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APOLLO OVERSEAS PARTNERS (DELAWARE 892) VII LP CENTRAL INDEX KEY: 0001412548 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36253 FILM NUMBER: 181002128 BUSINESS ADDRESS: STREET 1: Two Manhattanville Rd CITY: Purchase STATE: NY ZIP: 10577 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: Two Manhattanville Rd CITY: Purchase STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Investment Fund (PB) VII LP CENTRAL INDEX KEY: 0001412456 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36253 FILM NUMBER: 181002129 BUSINESS ADDRESS: STREET 1: Two Manhattanville Rd CITY: Purchase STATE: NY ZIP: 10577 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: Two Manhattanville Rd CITY: Purchase STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management VII, L.P. CENTRAL INDEX KEY: 0001473647 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36253 FILM NUMBER: 181002130 BUSINESS ADDRESS: STREET 1: 2711 CENTERVILLE ROAD, SUITE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 212-515-3484 MAIL ADDRESS: STREET 1: 2711 CENTERVILLE ROAD, SUITE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AIF VII Management, LLC CENTRAL INDEX KEY: 0001475358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36253 FILM NUMBER: 181002131 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management, L.P. CENTRAL INDEX KEY: 0001398053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36253 FILM NUMBER: 181002132 BUSINESS ADDRESS: STREET 1: 2 MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: 2 MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management GP, LLC CENTRAL INDEX KEY: 0001413410 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36253 FILM NUMBER: 181002133 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings, L.P. CENTRAL INDEX KEY: 0001449434 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36253 FILM NUMBER: 181002134 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EP Energy Corp CENTRAL INDEX KEY: 0001584952 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 463472728 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713.997.1000 MAIL ADDRESS: STREET 1: 1001 LOUISIANA STREET CITY: HOUSTON STATE: TX ZIP: 77002 4 1 a4.xml 4 X0306 4 2018-08-06 0 0001584952 EP Energy Corp EPE 0001449433 Apollo Management Holdings GP, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001412540 APOLLO INVESTMENT FUND VII L P 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001412548 APOLLO OVERSEAS PARTNERS (DELAWARE 892) VII LP 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001412456 Apollo Investment Fund (PB) VII LP 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001473647 Apollo Management VII, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001475358 AIF VII Management, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001398053 Apollo Management, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001413410 Apollo Management GP, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001449434 Apollo Management Holdings, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 Class A Common Stock 2018-08-06 4 S 0 238139 1.98 D 105465170 I See note Class A Common Stock 2018-08-07 4 S 0 254915 1.95 D 105210255 I See note See Exhibit 99.1. [see signatures attached as Exhibit 99.2] 2018-08-08 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

1)                                     The shares reported as sold were beneficially owned by Seabed Veil Investment Pte. Ltd. (“Seabed”), a limited partner in EPE 892 Co-Investors II, L.P.  The sale was pursuant to the registration statement on Form S-3 filed by EP Energy Corp. on January 10, 2017 (File No. 333-215486).

 

The shares of common stock reported as beneficially owned include shares held of record by Apollo Investment Fund VII, L.P. (“AIF VII”), Apollo Overseas Partners (Delaware 892) VII, L.P. (“AOP (Delaware 892)”), AOP VII (EPE Intermediate), L.P. (“AOP Intermediate”), Apollo Investment Fund (PB) VII, L.P. (“AIF (PB) VII”), ANRP (EPE Intermediate), L.P. (“ANRP Intermediate”), ANRP (Corp AIV), L.P. (“ANRP (Corp AIV)”), EPE Domestic Co-Investors, L.P. (“Domestic Co-Investors”), EPE Overseas Co-Investors (FC), L.P. (“Overseas Co-Investors”), EPE 892 Co-Investors I, L.P. (“Co-Investor I”), EPE 892 Co-Investors II, L.P. (“Co-Investor II”), and EPE 892 Co-Investors III, L.P. (“Co-Investor III,” and together with AIF VII, AOP (Delaware 892), AOP Intermediate, AIF (PB) VII, ANRP Intermediate, ANRP (Corp AIV), Domestic Co-Investors, Overseas Co-Investors, Co-Investor I and Co-Investor II, the “Apollo Funds”). Apollo Management VII, L.P. (“Management VII”) is the manager of AIF VII, AOP (Delaware 892), AOP Intermediate and AIF (PB) VII. Apollo Commodities Management, L.P., with respect to Series I (“Commodities Management”) is the manager of ANRP Intermediate and ANRP (Corp AIV). EPE Acquisition Holdings, LLC (“Acquisition Holdings”) is the general partner of Domestic Co-Investors, Overseas Co-Investors, Co-Investor I, Co-Investor II and Co-Investor III. Management VII and Commodities Management are the members and managers of Acquisition Holdings. AIF VII Management, LLC (“AIF VII LLC”) is the general partner of Management VII. Apollo Management, L.P. (“Apollo Management”) is the sole member-manager of AIF VII LLC. Apollo Management GP, LLC (“Management GP”) is the general partner of Apollo Management. Apollo Commodities Management GP, LLC (“Commodities GP”) is the general partner of Commodities Management. Apollo Management Holdings, L.P. (“Management Holdings”) is the sole member and manager of Management GP and Commodities GP. Apollo Management Holdings GP, LLC (“Management Holdings GP”) is the general partner of Management Holdings. Leon Black, Joshua Harris and Marc Rowan are the managers, as well as executive officers, of Management Holdings GP, and as such may be deemed to have voting and dispositive control of the shares of stock held of record by the Apollo Funds. The address of each of AIF VII, AOP (Delaware 892), AOP Intermediate, AIF (PB) VII, ANRP Intermediate, ANRP (Corp AIV), Domestic Co-Investors, Co-Investor I, Co-Investor II and Co-Investor III is One Manhattanville Road, Suite 201, Purchase, New York 10577. The address of Overseas Co-Investors is c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Street, George Town, Grand Cayman KY1-9005, Cayman Islands. The address of Commodities Management, Commodities GP, Acquisition Holdings, Management VII, AIF VII LLC, Apollo Management, Management GP, Management Holdings and Management Holdings GP, and Messrs. Black, Harris and Rowan, is 9 W. 57th Street, 43rd Floor, New York, New York 10019.

 


EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

This Statement on Form 4 is filed by: (i) Apollo Investment Fund VII, L.P.; (ii) Apollo Overseas Partners (Delaware 892) VII, L.P.; (iii) AOP VII (EPE Intermediate), L.P.; (iv) Apollo Investment Fund (PB) VII, L.P.; (v) ANRP (EPE Intermediate), L.P.; (vi) ANRP (Corp AIV), L.P.; (vii) EPE Domestic Co-Investors, L.P.; (viii) EPE Overseas Co-Investors (FC), L.P.; (ix) EPE 892 Co-Investors I, L.P.; (x) EPE 892 Co-Investors II, L.P.; (xi) EPE 892 Co-Investors III, L.P.; (xii) Apollo Management VII, L.P.; (xiii) Apollo Commodities Management, L.P., with respect to Series I; (xiv) Apollo Commodities Management GP, LLC; (xv) EPE Acquisition Holdings, LLC; (xvi) AIF VII Management, LLC; (xvii) Apollo Management, L.P.; (xviii) Apollo Management GP, LLC; (xix) Apollo Management Holdings, L.P.; and (xx) Apollo Management Holdings GP, LLC.

 

Name of Designated Filer:  Apollo Management Holdings GP, LLC

Date of Event Requiring Statement:  August 6, 2018

Issuer Name and Ticker or Trading Symbol: EP Energy Corp. [EPE]

 

APOLLO INVESTMENT FUND VII, L.P.

 

 

By:

Apollo Management VII, L.P.,

its manager

 

 

 

By:

AIF VII Management, LLC,

its general partner

 

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

 

 

APOLLO OVERSEAS PARTNERS
(DELAWARE 892) VII, L.P.

 

 

By:

Apollo Management VII, L.P.,

its manager

 

 

 

By:

AIF VII Management, LLC,

its general partner

 

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

 

 

 

AOP VII (EPE INTERMEDIATE), L.P.

 

 

 

By:

Apollo Management VII, L.P.,

 

 

its manager

 

 

 

 

 

By:

AIF VII Management, LLC,

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Laurie D. Medley

 

 

 

Name:

Laurie D. Medley

 

 

 

Title:

Vice President

 



 

APOLLO INVESTMENT FUND (PB) VII, L.P.

 

 

By:

Apollo Management VII, L.P.,

its manager

 

 

 

By:

AIF VII Management, LLC,

its general partner

 

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

 

 

ANRP (EPE INTERMEDIATE), L.P.

 

 

By:

Apollo Commodities Management, L.P.,

with respect to Series I,

its manager

 

 

 

By:

Apollo Commodities Management GP, LLC,

its general partner

 

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

 

 

ANRP (CORP AIV), L.P.

 

 

By:

Apollo Commodities Management, L.P.,

with respect to Series I,

its manager

 

 

 

By:

Apollo Commodities Management GP, LLC,

its general partner

 

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

 

 

EPE DOMESTIC CO-INVESTORS, L.P.

 

 

By:

EPE Acquisition Holdings, LLC,

its general partner

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 



 

EPE OVERSEAS CO-INVESTORS (FC), L.P.

 

 

By:

EPE Acquisition Holdings, LLC,

its general partner

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

EPE 892 CO-INVESTORS I, L.P.

 

 

By:

EPE Acquisition Holdings, LLC,

its general partner

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

EPE 892 CO-INVESTORS II, L.P.

 

 

By:

EPE Acquisition Holdings, LLC,

its general partner

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

EPE 892 CO-INVESTORS III, L.P.

 

 

By:

EPE Acquisition Holdings, LLC,

its general partner

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

APOLLO COMMODITIES MANAGEMENT, L.P.,

WITH RESPECT TO SERIES I

 

 

By:

Apollo Commodities Management GP, LLC,

its general partner

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 



 

 

 

 

 

APOLLO COMMODITIES MANAGEMENT GP, LLC

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

EPE ACQUISITION HOLDINGS, LLC

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

APOLLO MANAGEMENT VII, L.P.

 

 

By:

AIF VII Management, LLC,

its general partner

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

AIF VII MANAGEMENT, LLC

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

APOLLO MANAGEMENT, L.P.

 

 

By:

Apollo Management GP, LLC,

its general partner

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

APOLLO MANAGEMENT GP, LLC

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 



 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS, L.P.

 

 

By:

Apollo Management Holdings GP, LLC,

its general partner

 

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President

 

 

 

 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS GP, LLC

 

 

By:

/s/ Laurie D. Medley

Name:

Laurie D. Medley

Title:

Vice President