0001104659-15-039341.txt : 20150519 0001104659-15-039341.hdr.sgml : 20150519 20150519170213 ACCESSION NUMBER: 0001104659-15-039341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20150515 FILED AS OF DATE: 20150519 DATE AS OF CHANGE: 20150519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AIF VI Management, LLC CENTRAL INDEX KEY: 0001435155 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877214 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management VI, L.P. CENTRAL INDEX KEY: 0001435156 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877215 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Alternative Assets, L.P. CENTRAL INDEX KEY: 0001473543 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877216 BUSINESS ADDRESS: STREET 1: 87 MARY STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 212-822-0456 MAIL ADDRESS: STREET 1: 87 MARY STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noranda Holdings, LLC CENTRAL INDEX KEY: 0001512604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877217 BUSINESS ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings, L.P. CENTRAL INDEX KEY: 0001449434 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877220 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management GP, LLC CENTRAL INDEX KEY: 0001413410 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877222 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Noranda Aluminum Holding CORP CENTRAL INDEX KEY: 0001422105 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 208908550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 BUSINESS PHONE: 615-771-5760 MAIL ADDRESS: STREET 1: 801 CRESCENT DRIVE STREET 2: SUITE 600 CITY: FRANKLIN STATE: TN ZIP: 37067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noranda Holdings LP CENTRAL INDEX KEY: 0001491659 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877218 BUSINESS ADDRESS: STREET 1: 9 W. 57 ST STREET 2: 43RD FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57 ST STREET 2: 43RD FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management, L.P. CENTRAL INDEX KEY: 0001398053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877223 BUSINESS ADDRESS: STREET 1: 2 MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: 2 MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings GP, LLC CENTRAL INDEX KEY: 0001449433 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877219 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Principal Holdings I GP, LLC CENTRAL INDEX KEY: 0001413407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34741 FILM NUMBER: 15877221 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 4 1 a4.xml 4 X0306 4 2015-05-15 1 0001422105 Noranda Aluminum Holding CORP NOR 0001491659 Noranda Holdings LP 9 W. 57 ST 43RD FL NEW YORK NY 10019 0 0 1 0 0001512604 Noranda Holdings, LLC ONE MANHATTANVILLE ROAD SUITE 201 PURCHASE NY 10577 0 0 1 0 0001473543 Apollo Alternative Assets, L.P. 87 MARY STREET, GEORGE TOWN GRAND CAYMAN E9 KY1-9005 CAYMAN ISLANDS 0 0 1 0 0001435156 Apollo Management VI, L.P. 9 WEST 57TH STREET 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001435155 AIF VI Management, LLC 9 WEST 57TH STREET 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001398053 Apollo Management, L.P. 2 MANHATTANVILLE ROAD SUITE 203 PURCHASE NY 10577 0 0 1 0 0001413410 Apollo Management GP, LLC TWO MANHATTANVILLE ROAD SUITE 203 PURCHASE NY 10577 0 0 1 0 0001413407 Apollo Principal Holdings I GP, LLC TWO MANHATTANVILLE ROAD SUITE 203 PURCHASE NY 10577 0 0 1 0 0001449434 Apollo Management Holdings, L.P. 9 W. 57TH STREET NEW YORK NY 10019 0 0 1 0 0001449433 Apollo Management Holdings GP, LLC 9 W. 57TH STREET 43RD FLOOR NEW YORK NY 10019 0 0 1 0 Common stock 2015-05-15 4 S 0 10951711 2.075 D 0 I See footnote See Exhibit 99.1. [see signatures attached as Exhibit 99.2] 2015-05-19 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

(1) Following the reported transaction, Noranda Holdings, L.P. (“Holdings LP”) no longer holds any shares of common stock, par value $0.01 (the “Common Stock”), of Noranda Aluminum Holding Corporation (the “Issuer”). Noranda Holdings LLC (“Holdings LLC”) is the general partner of Holdings LP and serves as the fiduciary for Apollo Overseas Partners (Germany) VI, L.P. (“Germany VI”) with respect to Germany VI’s investment in the Issuer. The members of Holdings LLC are Apollo Overseas Partners VI, L.P. (“Overseas VI”), Apollo Overseas Partners (Delaware) VI, L.P. (“Overseas Delaware”), Apollo Overseas Partners (Delaware 892) VI, L.P. (“Overseas 892”) and AAA Guarantor - Co-Invest VI (B), L.P. (“Co-Invest VI (B),” and together with Overseas VI, Overseas Delaware and Overseas 892, the “Holdings LLC Members”). Apollo Management VI, L.P. (“Management VI”) serves as the manager of Holdings LLC and of each of Germany VI, Overseas VI, Overseas Delaware and Overseas 892. AIF VI Management, LLC (“AIF VI Management”) is the general partner of Management VI. Apollo Management, L.P. (“Apollo Management”) is the sole member and manager of AIF VI Management, and Apollo Management GP, LLC (“Management GP”) is the general partner of Apollo Management.

Apollo Advisors VI, L.P. (“Advisors VI”) is the general partner or managing general partner of each of Germany VI, Overseas VI, Overseas Delaware and Overseas 892. Apollo Capital Management VI, LLC (“ACM VI”) is the general partner of Advisors VI, and Apollo Principal Holdings I, L.P. (“Principal I”) is the sole member and manager of ACM VI. Apollo Principal Holdings I GP, LLC (“Principal I GP”) is the general partner of Principal I.

AAA MIP Limited (“AAA MIP”) is the general partner of Co-Invest VI (B). Apollo Alternative Assets, L.P. (“Alternative Assets”) provides management services to Co-Invest VI (B) and AAA MIP. Apollo International Management, L.P. (“Intl Management”) is the managing general partner of Alternative Assets, and Apollo International Management GP, LLC (“International GP”) is the general partner of Intl Management. Apollo Management Holdings, L.P. (“Management Holdings”) is the sole member and manager of Management GP and of International GP. Apollo Management Holdings GP, LLC (“Management Holdings GP”) is the general partner of Management Holdings.

Leon Black, Joshua Harris and Marc Rowan are the managers of Principal I GP and the managers, as well as executive officers, of Management Holdings GP. Each of Holdings LLC, Germany VI, the Holdings LLC Members, Management VI, AIF VI Management, Apollo Management, Management GP, Advisors VI, ACM VI, Principal I, Principal I GP, AAA MIP, Alternative Assets, Intl Management, International GP, Management Holdings, Management Holdings GP, and Messrs. Black, Harris and Rowan, disclaims beneficial ownership of any shares of the Issuer’s Common Stock beneficially owned by Holdings LP, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The address for Holdings LP, Holdings LLC, Overseas Delaware, Overseas 892, Advisors VI, ACM VI, Principal I, Principal I GP and Alternative Assets is One Manhattanville Road, Suite 201, Purchase, New York 10577. The address for each of Germany VI and Overseas VI is c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Street, George Town, Grand Cayman, KY1-9005, Cayman Islands. The address for Co-Invest VI (B) is c/o Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH 96960. The address for AAA MIP is Trafalgar Court, Les Banques, GY1 3QL, St. Peter Port, Guernsey, Channel Islands. The address for Management VI, AIF VI Management, Apollo Management, Management GP, Intl Management, International GP, Management Holdings, Management Holdings GP, and Messrs. Black, Harris and Rowan, is 9 W. 57th Street, 43rd Floor, New York, New York 10019.

EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

This Statement on Form 4 is filed by: (i) Noranda Holdings, L.P., (ii) Noranda Holdings LLC, (iii) Apollo Overseas Partners (Germany) VI, L.P., (iv) Apollo Overseas Partners VI, L.P., (v) Apollo Overseas Partners (Delaware) VI, L.P., (vi) Apollo Overseas Partners (Delaware 892) VI, L.P., (vii) AAA Guarantor - Co-Invest VI (B), L.P., (viii) AAA MIP Limited, (ix) Apollo Advisors VI, L.P., (x) Apollo Capital Management VI, LLC, (xi) Apollo Principal Holdings I, L.P., (xii) Apollo Principal Holdings I GP, LLC, (xiii) Apollo Alternative Assets, L.P., (xiv) Apollo International Management, L.P., (xv) Apollo International Management GP, LLC, (xvi) Apollo Management VI, L.P., (xvii) AIF VI Management, LLC, (xviii) Apollo Management, L.P., (xix) Apollo Management GP, LLC, (xx) Apollo Management Holdings, L.P. and (xxi) Apollo Management Holdings GP, LLC

Name of Designated Filer: Noranda Holdings, L.P.

Date of Event Requiring Statement: May 15, 2015

Issuer Name and Ticker or Trading Symbol: Noranda Aluminum Holding Corp [NOR]

NORANDA HOLDINGS, L.P.

By:	Noranda Holdings LLC
	its general partner

	By:	Apollo Management VI, L.P.
		its manager

		By:	AIF VI Management, LLC
			its general partner

			By:	/s/ Laurie D. Medley
				Laurie D. Medley
				Vice President


NORANDA HOLDINGS LLC

By:	Apollo Management VI, L.P.
	its manager

	By:	AIF VI Management, LLC
		its general partner

		By:	/s/ Laurie D. Medley
			Laurie D. Medley
			Vice President

APOLLO MANAGEMENT VI, L.P.

By:

AIF VI Management, LLC

its general partner

By:

/s/ Laurie D. Medley

Laurie D. Medley

Vice President

AIF VI MANAGEMENT, LLC

By:

/s/ Laurie D. Medley

Laurie D. Medley

Vice President

APOLLO MANAGEMENT, L.P.

By:

Apollo Management GP, LLC

its general partner

/s/ Laurie D. Medley

Laurie D. Medley

Vice President

APOLLO MANAGEMENT GP, LLC

By:

/s/ Laurie D. Medley

Laurie D. Medley

Vice President

APOLLO OVERSEAS PARTNERS VI, L.P.

By:

Apollo Advisors VI, L.P.,

its managing general partner

By:

Apollo Capital Management VI, LLC,

its general partner

By:

/s/ Laurie D. Medley

Laurie D. Medley

Vice President

APOLLO OVERSEAS PARTNERS (DELAWARE) VI, L.P.

By:	Apollo Advisors VI, L.P.,
	its general partner

	By:	Apollo Capital Management VI, LLC,
		its general partner

		By:	/s/ Laurie D. Medley
			Laurie D. Medley
			Vice President


APOLLO OVERSEAS PARTNERS (DELAWARE 892) VI, L.P.

By:	Apollo Advisors VI, L.P.,
	its general partner

	By:	Apollo Capital Management VI, LLC,
		its general partner

		By:	/s/ Laurie D. Medley
			Laurie D. Medley
			Vice President

APOLLO OVERSEAS PARTNERS (GERMANY) VI, L.P.

By:	Apollo Advisors VI, L.P.,
	its managing general partner

	By:	Apollo Capital Management VI, LLC,
		its general partner

		By:	/s/ Laurie D. Medley
			Laurie D. Medley
			Vice President


APOLLO ADVISORS VI, L.P.

By:	Apollo Capital Management VI, LLC,
	its general partner

	By:	/s/ Laurie D. Medley
		Laurie D. Medley
		Vice President

APOLLO CAPITAL MANAGEMENT VI, LLC

By:	/s/ Laurie D. Medley
	Laurie D. Medley
	Vice President


APOLLO PRINCIPAL HOLDINGS I, L.P.

By:		Apollo Principal Holdings I GP, LLC,
		its general partner

		By:	/s/ Laurie D. Medley
			Laurie D. Medley
			Vice President


APOLLO PRINCIPAL HOLDINGS I GP, LLC

By:	/s/ Laurie D. Medley
	Laurie D. Medley
	Vice President


AAA GUARANTOR - CO-INVEST VI (B), L.P.

By:	AAA MIP Limited
	its general partner

	By:	Apollo Alternative Assets, L.P.
		its investment manager

		By:	Apollo International Management, L.P.
			its managing general partner

			By:	Apollo International Management GP, LLC
				its general partner

				By:	/s/ Laurie D. Medley
					Laurie D. Medley
					Vice President

AAA MIP LIMITED

By:	Apollo Alternative Assets, L.P.
	its investment manager

	By:	Apollo International Management, L.P.
		its managing general partner

		By:	Apollo International Management GP, LLC,
			its general partner

			By:	/s/ Laurie D. Medley
				Laurie D. Medley
				Vice President


APOLLO ALTERNATIVE ASSETS, L.P.

By:	Apollo International Management, L.P.
	its managing general partner

	By:	Apollo International Management GP, LLC
		its general partner

		By:	/s/ Laurie D. Medley
			Laurie D. Medley
			Vice President


APOLLO INTERNATIONAL MANAGEMENT, L.P.

By:	Apollo International Management GP, LLC
	its general partner

	By:	/s/ Laurie D. Medley
		Laurie D. Medley
		Vice President


APOLLO INTERNATIONAL MANAGEMENT GP, LLC

By:	/s/ Laurie D. Medley
	Laurie D. Medley
	Vice President

APOLLO MANAGEMENT HOLDINGS, L.P.

By:	Apollo Management Holdings GP, LLC
	its general partner

	By:	/s/ Laurie D. Medley
		Laurie D. Medley
		Vice President


APOLLO MANAGEMENT HOLDINGS GP, LLC

By:	/s/ Laurie D. Medley
	Laurie D. Medley
	Vice President