0001538716-21-000160.txt : 20210831 0001538716-21-000160.hdr.sgml : 20210831 20210831175250 ACCESSION NUMBER: 0001538716-21-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210827 FILED AS OF DATE: 20210831 DATE AS OF CHANGE: 20210831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COBLENTZ JONATHAN AARON CENTRAL INDEX KEY: 0001397972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 211228024 MAIL ADDRESS: STREET 1: 23 WEST 73RD STREET STREET 2: APT 914 CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_163044675384005.xml FORM 4 X0306 4 2021-08-27 0 0001538716 Oportun Financial Corp OPRT 0001397972 COBLENTZ JONATHAN AARON OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 CFO & Chief Admin Officer Common Stock 2021-08-27 4 M 0 2038 1.32 A 63509 D Common Stock 2021-08-27 4 S 0 2038 25.50 D 61471 D Common Stock 2021-08-30 4 M 0 8362 1.32 A 69833 D Common Stock 2021-08-30 4 S 0 8362 25.50 D 61471 D Common Stock 2021-08-30 4 M 0 9225 A 70696 D Common Stock 2021-08-30 4 F 0 4489 24.86 D 66207 D Common Stock 120054 I See footnote. Stock Option (Right to Buy) 1.32 2021-08-27 4 M 0 2038 1.32 D 2022-08-01 Common Stock 2038.0 112532 D Stock Option (Right to Buy) 1.32 2021-08-27 4 M 0 8362 1.32 D 2022-08-01 Common Stock 8362.0 104170 D Restricted Stock Units 2021-08-30 4 M 0 9225 0 D Common Stock 9225.0 9225 D These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020. All shares were sold at the same price. Each restricted stock unit represents the right to receive at settlement, one share of common stock. No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee. The option is fully vested. The restricted stock units will vest over four years from August 30, 2018 with 1/4 of the shares vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. /s/ Kathleen Layton (Attorney-in-Fact) 2021-08-31