0001538716-21-000067.txt : 20210312 0001538716-21-000067.hdr.sgml : 20210312 20210312192100 ACCESSION NUMBER: 0001538716-21-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COBLENTZ JONATHAN AARON CENTRAL INDEX KEY: 0001397972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 21739346 MAIL ADDRESS: STREET 1: 23 WEST 73RD STREET STREET 2: APT 914 CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_161559484061860.xml FORM 4 X0306 4 2021-03-10 0 0001538716 Oportun Financial Corp OPRT 0001397972 COBLENTZ JONATHAN AARON OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 CFO & Chief Admin Officer Common Stock 2021-03-10 4 M 0 7894 A 54919 D Common Stock 2021-03-10 4 F 0 2730 0 D 52189 D Common Stock 2021-03-10 4 A 0 14112 A 66301 D Common Stock 111031 I See footnote. Restricted Stock Units 2021-03-10 4 M 0 7894 0 D Common Stock 7894.0 23685 D Stock Option (Right to Buy) 21.26 2021-03-10 4 A 0 24733 0 A 2031-03-09 Common Stock 24733.0 24733 D Each restricted stock unit represents the right to receive at settlement, one share of common stock. No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee. 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date. /s/ Kathleen Layton (Attorney-in-Fact) 2021-03-12