0001538716-21-000067.txt : 20210312
0001538716-21-000067.hdr.sgml : 20210312
20210312192100
ACCESSION NUMBER: 0001538716-21-000067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COBLENTZ JONATHAN AARON
CENTRAL INDEX KEY: 0001397972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 21739346
MAIL ADDRESS:
STREET 1: 23 WEST 73RD STREET
STREET 2: APT 914
CITY: NEW YORK
STATE: NY
ZIP: 10023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
wf-form4_161559484061860.xml
FORM 4
X0306
4
2021-03-10
0
0001538716
Oportun Financial Corp
OPRT
0001397972
COBLENTZ JONATHAN AARON
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
1
0
0
CFO & Chief Admin Officer
Common Stock
2021-03-10
4
M
0
7894
A
54919
D
Common Stock
2021-03-10
4
F
0
2730
0
D
52189
D
Common Stock
2021-03-10
4
A
0
14112
A
66301
D
Common Stock
111031
I
See footnote.
Restricted Stock Units
2021-03-10
4
M
0
7894
0
D
Common Stock
7894.0
23685
D
Stock Option (Right to Buy)
21.26
2021-03-10
4
A
0
24733
0
A
2031-03-09
Common Stock
24733.0
24733
D
Each restricted stock unit represents the right to receive at settlement, one share of common stock.
No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
/s/ Kathleen Layton (Attorney-in-Fact)
2021-03-12