0001538716-21-000013.txt : 20210203 0001538716-21-000013.hdr.sgml : 20210203 20210203200434 ACCESSION NUMBER: 0001538716-21-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COBLENTZ JONATHAN AARON CENTRAL INDEX KEY: 0001397972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 21588261 MAIL ADDRESS: STREET 1: 23 WEST 73RD STREET STREET 2: APT 914 CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_161240064933084.xml FORM 4 X0306 4 2021-02-01 0 0001538716 Oportun Financial Corp OPRT 0001397972 COBLENTZ JONATHAN AARON OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 CFO & Chief Admin Officer Common Stock 2021-02-01 4 M 0 2915 A 117052 D Common Stock 2021-02-01 4 F 0 1198 16.22 D 115854 D Common Stock 2021-02-01 4 M 0 291 A 116145 D Common Stock 2021-02-01 4 F 0 120 16.22 D 116025 D Common Stock 38172 I See footnote. Resricted Stock Units 2021-02-01 4 M 0 2915 0 D Common Stock 2915.0 5829 D Restricted Stock Units 2021-02-01 4 M 0 291 0 D Common Stock 291.0 583 D Each restricted stock unit represents the right to receive at settlement, one share of common stock. No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee. The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service with the Issuer on each vesting date. /s/ Kathleen Layton (Attorney-in-Fact) 2021-02-03