0001397972-21-000004.txt : 20211115 0001397972-21-000004.hdr.sgml : 20211115 20211115091810 ACCESSION NUMBER: 0001397972-21-000004 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COBLENTZ JONATHAN AARON CENTRAL INDEX KEY: 0001397972 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 211406817 MAIL ADDRESS: STREET 1: 23 WEST 73RD STREET STREET 2: APT 914 CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4/A 1 wf-form4a_163698587404429.xml FORM 4/A X0306 4/A 2021-11-11 2021-11-15 0 0001538716 Oportun Financial Corp OPRT 0001397972 COBLENTZ JONATHAN AARON OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 CFO & Chief Admin Officer Common Stock 2021-11-11 4 M 0 1203 1.32 A 62059 D Common Stock 2021-11-11 4 S 0 1203 27.50 D 60856 D Common Stock 2021-11-12 4 M 0 9197 1.32 A 70053 D Common Stock 2021-11-12 4 S 0 9197 27.50 D 60856 D Common Stock 120054 I See footnote. Stock Option (Right to Buy) 1.32 2021-11-11 4 M 0 1203 0 D 2022-08-01 Common Stock 1203.0 102967 D Stock Option (Right to Buy) 1.32 2021-11-12 4 M 0 9197 0 D 2022-08-01 Common Stock 9197.0 93770 D Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020. All shares were sold at the same price. Certain of these shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee. The option is fully vested. This Form 4/A is being filed solely to correct an inadvertent error in the transaction date of the last reported stock sale in column 2 of Table I. /s/ Kathleen Layton (Attorney-in-Fact) 2021-11-15