0001397972-21-000002.txt : 20211115
0001397972-21-000002.hdr.sgml : 20211115
20211115061227
ACCESSION NUMBER: 0001397972-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211111
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COBLENTZ JONATHAN AARON
CENTRAL INDEX KEY: 0001397972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 211406092
MAIL ADDRESS:
STREET 1: 23 WEST 73RD STREET
STREET 2: APT 914
CITY: NEW YORK
STATE: NY
ZIP: 10023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
wf-form4_163697473279869.xml
FORM 4
X0306
4
2021-11-11
0
0001538716
Oportun Financial Corp
OPRT
0001397972
COBLENTZ JONATHAN AARON
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
1
0
0
CFO & Chief Admin Officer
Common Stock
2021-11-11
4
M
0
1203
1.32
A
62059
D
Common Stock
2021-11-11
4
S
0
1203
27.50
D
60856
D
Common Stock
2021-11-12
4
M
0
9197
1.32
A
70053
D
Common Stock
2021-11-11
4
S
0
9197
27.50
D
60856
D
Common Stock
120054
I
See footnote.
Stock Option (Right to Buy)
1.32
2021-11-11
4
M
0
1203
0
D
2022-08-01
Common Stock
1203.0
102967
D
Stock Option (Right to Buy)
1.32
2021-11-12
4
M
0
9197
0
D
2022-08-01
Common Stock
9197.0
93770
D
Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.
All shares were sold at the same price.
Certain of these shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
The option is fully vested.
/s/ Kathleen Layton (Attorney-in-Fact)
2021-11-15