0001959173-24-004436.txt : 20240614 0001959173-24-004436.hdr.sgml : 20240614 20240614112306 ACCESSION NUMBER: 0001959173-24-004436 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240614 DATE AS OF CHANGE: 20240614 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 241043588 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 800-877-7210 MAIL ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: LPL Investment Holdings Inc. DATE OF NAME CHANGE: 20070427 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Arnold Dan H. CENTRAL INDEX KEY: 0001487487 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O LPL INVESTMENT HOLDINGS INC. STREET 2: ONE BEACON STREET CITY: BOSTON STATE: MA ZIP: 02108 144 1 primary_doc.xml 144 0001487487 XXXXXXXX LIVE 0001397911 LPL Financial Holdings Inc. 001-34963 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 800-877-7210 Arnold Dan H. Officer Director Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

5677 1574299.48 74708931 06/14/2024 NASDAQ Common 06/14/2024 Option Granted - 03/13/2017 Issuer N 5677 06/14/2024 Cash Y 06/14/2024 03/13/2024 /s/ Eric Janiak, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Dan Arnold