0001959173-24-001402.txt : 20240226
0001959173-24-001402.hdr.sgml : 20240226
20240226162634
ACCESSION NUMBER: 0001959173-24-001402
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240226
DATE AS OF CHANGE: 20240226
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 24679323
BUSINESS ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 800-877-7210
MAIL ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arnold Dan H.
CENTRAL INDEX KEY: 0001487487
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: C/O LPL INVESTMENT HOLDINGS INC.
STREET 2: ONE BEACON STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
144
1
primary_doc.xml
144
0001487487
XXXXXXXX
LIVE
0001397911
LPL Financial Holdings Inc.
001-34963
4707 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
800-877-7210
Arnold Dan H.
Officer
Director
Common
Fidelity Brokerage Services LLC
900 Salem St
Smithfield
RI
02917
34807
9277627.12
74452950
02/26/2024
NASDAQ
Common
02/26/2024
Option Granted - 03/13/2017
Issuer
N
2911
02/26/2024
Cash
Common
02/25/2024
Performance Shares
Issuer
N
31896
02/25/2024
Compensation
N
Dan Arnold
4707 Executive Drive
San Diego
CA
92121
Common
02/20/2024
10000
2563534.00
Dan Arnold
4707 Executive Drive
San Diego
CA
92121
Common
02/23/2024
7089
1883226.88
02/26/2024
11/20/2023
/s/ Bradley Camilo, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Dan Arnold