0001696628-24-000003.txt : 20240226
0001696628-24-000003.hdr.sgml : 20240226
20240226165550
ACCESSION NUMBER: 0001696628-24-000003
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240226
DATE AS OF CHANGE: 20240226
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 24679874
BUSINESS ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 800-877-7210
MAIL ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gates Greg
CENTRAL INDEX KEY: 0001877100
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: C/O LPL FINANCIAL
STREET 2: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
144
1
primary_doc.xml
144
0001877100
XXXXXXXX
LIVE
0001397911
LPL Financial Holdings Inc.
001-34963
4707 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
800-877-7210
Gates Greg
Officer
Common Stock
LPL Financial
4707 Executive Drive
San Diego
CA
92121
6442
1714086.10
74452950
02/26/2024
NASDAQ
Common Stock
02/25/2023
Restricted stock unit vesting
LPL Financial
N
5092
02/25/2023
Restricted stock unit vesting
Common Stock
06/05/2022
Restricted Stock Unit Vesting
LPL Financial
N
804
06/05/2022
Restricted Stock Unit Vesting
Common Stock
02/25/2022
Restricted Stock Unit Vesting
LPL Financial
N
546
02/25/2022
Restricted Stock Unit Vesting
N
Greg Gates
4707 Executive Drive
San Diego
CA
92121
Common Stock
02/26/2024
6442
1714086.10
Greg Gates
4707 Executive Drive
San Diego
CA
92121
Common Stock
02/26/2024
4959
1321487.75
02/26/2024
Greg Gates