0001397911-24-000097.txt : 20240614
0001397911-24-000097.hdr.sgml : 20240614
20240614161102
ACCESSION NUMBER: 0001397911-24-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240612
FILED AS OF DATE: 20240614
DATE AS OF CHANGE: 20240614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Greg
CENTRAL INDEX KEY: 0001877100
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 241044862
MAIL ADDRESS:
STREET 1: C/O LPL FINANCIAL
STREET 2: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 800-877-7210
MAIL ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
4
1
wk-form4_1718395853.xml
FORM 4
X0508
4
2024-06-12
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001877100
Gates Greg
C/O LPL FINANCIAL
4707 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
Managing Director
0
Common Stock
2024-06-12
4
F
0
234
278.99
D
18846
D
Consists of (i) 13,793 shares of Common Stock; (ii) 686 restricted stock units that vest in full on February 25, 2025; (iii) 1,019 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; (iv) 1,022 restricted stock units that vest ratably on each of June 12, 2025 and June 12, 2026; and (v) 2,326 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.
The signatory is signing on behalf of Greg Gates pursuant to a Power of Attorney dated August 2, 2021.
/s/ Gregory M. Woods, attorney-in-fact
2024-06-14