0001397911-21-000174.txt : 20210909
0001397911-21-000174.hdr.sgml : 20210909
20210909163838
ACCESSION NUMBER: 0001397911-21-000174
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210907
FILED AS OF DATE: 20210909
DATE AS OF CHANGE: 20210909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinmeier Richard
CENTRAL INDEX KEY: 0001750576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 211244855
MAIL ADDRESS:
STREET 1: C/O LPL FINANCIAL HOLDINGS, INC.
STREET 2: 75 STATE STREET, 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 800-877-7210
MAIL ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
4
1
wf-form4_163121990798405.xml
FORM 4
X0306
4
2021-09-07
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001750576
Steinmeier Richard
C/O LPL FINANCIAL HOLDINGS INC.
4707 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
Managing Director
Common Stock
2021-09-07
4
F
0
3736
147.69
D
19166
D
Consists of (i) 3,799 shares of Common Stock; (ii) 7,537 restricted stock units that vest in full on September 7, 2022; (iii) 816 restricted stock units that vest in full on February 25, 2022; (iv) 2,755 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (v) 4,259 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.
The signatory is signing on behalf of Richard Steinmeier pursuant to a Power of Attorney dated August 21, 2018.
/s/ Gregory M. Woods, attorney-in-fact
2021-09-09