0001397911-18-000065.txt : 20180315
0001397911-18-000065.hdr.sgml : 20180315
20180315214257
ACCESSION NUMBER: 0001397911-18-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180315
DATE AS OF CHANGE: 20180315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morrissey William P. Jr.
CENTRAL INDEX KEY: 0001606128
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 18694051
MAIL ADDRESS:
STREET 1: C/O LPL HOLDINGS INC.
STREET 2: 75 STATE STREET, 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
4
1
wf-form4_152116456086720.xml
FORM 4
X0306
4
2018-03-13
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001606128
Morrissey William P. Jr.
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 22ND FLOOR
BOSTON
MA
02109
0
1
0
0
Managing Director
Common Stock
2018-03-13
4
F
0
400
64.99
D
18091
D
Consists of (i) 8,482 shares of Common Stock; (ii) 2,232 restricted stock units that vest in full on February 25, 2019; (iii) 3,111 restricted stock units that vest in full on February 25, 2019; (iv) 2,312 restricted stock units that vest ratably on each of March 13, 2019 and March 13, 2020; and (v) 1,954 restricted stock units that vest ratably on each of February 23, 2019, February 23, 2020 and February 23, 2021.
The signatory is signing on behalf of William P. Morrissey, Jr. pursuant to a Power of Attorney dated August 14, 2015.
/s/ Gregory M. Woods, attorney-in-fact
2018-03-15