0001397911-16-000231.txt : 20160226
0001397911-16-000231.hdr.sgml : 20160226
20160226201136
ACCESSION NUMBER: 0001397911-16-000231
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160224
FILED AS OF DATE: 20160226
DATE AS OF CHANGE: 20160226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morrissey William P. Jr.
CENTRAL INDEX KEY: 0001606128
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 161464459
MAIL ADDRESS:
STREET 1: C/O LPL HOLDINGS INC.
STREET 2: 75 STATE STREET, 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
wf-form4_145653548649424.xml
FORM 4
X0306
4
2016-02-24
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001606128
Morrissey William P. Jr.
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET, 22ND FLOOR
BOSTON
MA
02109
0
1
0
0
MD, Business Development
Common Stock
2016-02-24
4
F
0
203
19.35
D
6091
D
Consists of (i) 3,031 shares of Common Stock; (ii) 596 restricted stock units that vest in full on February 22, 2017; (iii) 462 restricted stock units that vest in full on February 24, 2017; and (iv) 2,002 restricted stock units that vest ratably on March 6, 2016, March 6, 2017 and March 6, 2018.
The signatory is signing on behalf of William P. Morrissey, Jr. pursuant to a Power of Attorney dated August 14, 2015.
/s/ Gregory M. Woods, attorney-in-fact
2016-02-26